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Eric Voegelin Society Meeting 2009
Reinhold Niebuhr, Modernity, and
the Problem of Evil: Towards a Politics of Hope
Thus
wisdom about our destiny is dependent upon a humble recognition of the limits
of our knowledge and our power. Our most reliable understanding is the fruit
of "grace" in which faith completes our ignorance without pretending to
possess its certainties as knowledge; and in which contrition mitigates our
pride without destroying our hope.
-- Reinhold Niebuhr, The Nature
and Destiny of Man
I. Introduction: Re-Reading Reinhold Niebuhr
To be a theorist of modernity is by necessity to be a theorist of evil. [1] That is, it is impossible to give even minimal consideration to the theory and practice of politics in Europe since the fragmenting of Christendom and the passing of medieval society without confronting the desolation and despondency of the twentieth century: its two world wars, the Holocaust, the rise of totalitarianism, and the looming possibility of nuclear annihilation. It is unsurprising that much of the most searching and profound political theory written since these events has been preoccupied with them, and that there was a particular concern with providing coherent narratives or intellectual genealogies for such calamities. Perhaps the most distinctive element of twentieth century political thought was the urgent search for "the origins of dark times." [2] And even if sustained, direct reflection on these events was avoided, their lingering memory was inescapable -- surely in the austere, analytical character of much of contemporary liberalism, we find an oblique concern that they would not be repeated.
Among those who did not pursue such a strategy of evasion, especially those who turned to the history of political thought for guidance, modernity often was theorized in terms of declension or decline, with the tragedies of the twentieth century being the final, and possibly the inevitable, conclusion to previous philosophical, religious, and moral ruptures. It came to be understood as a series of "waves" ending in nihilism, historicism, and relativism; as the outworking of Gnosticism; or the result of a nefarious break with Aristotelian political reflection -- the decisive and most harrowing proof of the failure of "the Enlightenment project." [3] As such, the evils of the twentieth century, for theorists adopting such a posture, were not simply fits of political fanaticism, perennial hatreds given new power and reach by the technological possibilities of industrial society, or the expression of our always already there capacity for sin and injustice. Modernity was a falling-away-from, and needed diagnosis more than defense. Put differently, the tragedies of the twentieth century somehow were modernity made truly manifest -- modernity's culmination rather than its betrayal. The tribulations of twentieth century, in this way of thinking, exposed modernity for what it truly was.
Given Reinhold Niebuhr's attentiveness to the problem of evil, concern for the American and European response to totalitarianism, and historical relationship to the events and ideas intimated above, he would seem a figure likely to be included in these discussions of modernity -- its identity, origins, and prospects. [4] He wrote expansive, demanding works such as The Nature and Destiny of Man and Faith and History, texts that indicate the breadth of his concerns and the scope of his intellectual ambitions, and that were forged in the midst of crisis and war. [5] Niebuhr was a singular voice in American Protestantism, in persistent dialogue with a number of the most brilliant theologians of the twentieth century: his brother H. Richard Niebuhr, Karl Barth, and Paul Tillich, among others. And yet Niebuhr largely is absent from the most serious debates about the meaning of the West's "dark times" and the contours of the modern situation. He typically is understood as Cold War realist, a "vital center" liberal, and a brooding dissenter from an American political culture often marked by a too consistent optimism. But rarely is Niebuhr read as capaciously as possible -- as a distinctive interpreter, and ultimately a defender, of modernity. [6] As the dualities of the Cold War no longer press upon us, and a renewed concern for the relationship between religion and modernity emerges, [7] the fullness of Niebuhr's work can now be considered.
Niebuhr confronted the events of the twentieth century without searching for a moment where the trajectory of Western political thought and practice irretrievably went wrong. While never failing to criticize the naivety of much contemporary thought -- it would be impossible to consider him a simplistic or unqualified defender of modernity -- he evinces almost no longing for the ancient polis, Medieval Christianity, or the pretensions of an aristocratic order. Niebuhr in no way urges us to somehow return to or re-appropriate classical thought; he refuses to side with the ancients against the moderns. Nor does he advocate clinging to the old certainties of the natural law or otherwise returning political reflection to a search for foundations. [8]
[49] [50] [51] [52] [53] [54] [55]
Niebuhr also understood that this inevitability of conflict -- that our tongues would remain confounded -- would be particularly tragic given the aforementioned "growth" he saw in history. In Moral Man and Immoral Society, he notes that the "very extension of human sympathies has therefore resulted in the creation of larger units of conflict without abolishing conflict." [71] Niebuhr grasped the difficulties and dilemmas posed by the rapidly changing, ever globalizing patterns of modernity. He consistently affirmed that good and evil are intertwined in history, and so the scale, and profundity, of the problems confronting modern man would be tremendous, concomitant with the dazzling technological and material achievements that were evident in his day, and even more in our own. For better or worse, the preponderance of problems we now experience are somehow global problems; as Niebuhr wrote in The Children of Light and the Children of Darkness, "all aspects of man's historical problems appear upon that larger field in more vivid and discernible proportions." [72]
Part of the very structure of modernity, then, would be perils unimagined in previous ages. Our inevitable fallibility, combined with the "larger field" of some manner of world community, would mean that our mistakes would be severe. Nearly all of human experience, for Niebuhr, was heightened in the modern world -- our triumphs would be more remarkable, and our tragedies more costly. Modern life would require a real acknowledgement that human freedom and restless change are deeply connected -- that we cannot have one without the other -- and so would necessitate creativity and responsibility in responding to this flux. As Niebuhr described the matter in Faith and History, "The rapidly shifting circumstances of a technical civilization require the constant exercise of this responsibility, not merely in order to achieve a more perfect justice but also to reconstitute and recreate older forms of justice and community which the advent of technics tends to destroy and disintegrate." [73] This task would require both an openness to, and acceptance of, the instability that follows from admitting the full scope of human possibilities, while never believing history's growth would bring with it solutions to the new dilemmas that it poses.
Niebuhr grasped that the very source of this creative destruction, man's indeterminate freedom and position as creator of history, contained within it the tragic paradox of our ultimate insufficiency to the world, and to each other. The final chapter of The Children of Light and the Children of Darkness bears eloquent witness to this fact, perhaps as much as any other of his writings. As Niebuhr puts it,
The task of building a world community is man's final necessity and possibility, but also his final impossibility. It is a necessity and possibility because history is a process which extends the freedom of man over natural process to the point where universality is reached. It is an impossibility because man is, despite his increasing freedom, a finite creature, wedded to time and place and incapable of building any structure of culture or civilization which does not have its foundations in a particular and dated locus.
Only a few pages later he admonishes us to acknowledge that "the highest achievements of human life are infected with sinful corruption" and, as he closes the book, implores us to understand "the fragmentary and broken character of all historic achievements" [74] This in part is what made possible his defense of modernity -- he recognized the high and the low are curiously combined, and that our greatest possibilities and most frustrating impossibilities are of a piece with one another. The tribulations of the twentieth century, then, again, were not the inevitable dnouement of a decline began centuries before, but the actualization of our always already there capacity for sin -- and, even more, the dark side of our achievements.
Niebuhr really was arguing for a theory of human failure, a way of understanding our existence and striving as being defined by perpetual, intransigent problems, problems that could not be "solved" but at best mitigated. And in the context of modernity, these failures would take on new dimensions -- the stakes would be higher, and so our awareness of the inevitability of sin, our pride and partiality, would become all the more vital. But Niebuhr, at his most profound, also argues for responding to these failures in a particular way. He does not leave us with mere analysis, but urges us to adopt a particular political ethic appropriate to his description of those problems attending history's "growth" -- a political ethic for modernity. If Niebuhr's understanding of modernity, again, stresses our fragility and fallibility, then the more constructive elements of his thought calls on us, above all, to develop the capacity for forgiveness and charity. For Niebuhr, these were the supreme political virtues, and those most necessary in the conditions of modernity. In perhaps his most striking summary of what it means to gracefully respond to modernity -- to rest in its ambiguities -- he argues that
There are no simple congruities in life or historyIt is possible to soften the incongruities of life endlessly by the scientific conquest of nature's caprices, and the social and political triumph over historic injustice. But all such strategies cannot finally overcome the fragmentary character of human existence. The final wisdom of life requires, not the annulment of incongruity but the achievement of serenity within and above it.
Nothing that is worth doing can be achieved in our lifetime; therefore we must be saved by hope. Nothing which is true or beautiful or good makes complete sense in any immediate context of history; therefore we must be saved by faith. Nothing we do, however virtuous, can be accomplished alone; therefore we are saved by love. No virtuous act is quite as virtuous from the standpoint of our friend or foe as it is from our standpoint. There we must be saved by the final form of love which is forgiveness. [75]
That Niebuhr places the two parts of the above passage -- our inevitable partiality and the hope for a "final form of love" -- alongside each other should be taken to point to something essential. Any theory of guilt and sin, one that recognizes the inevitable conflict of various ideals arising from our finitude and contingency, finds its completion in a theory of forgiveness. It is no accident that Niebuhr dwells so much upon both charity and forgiveness, and that his political model was Abraham Lincoln, the figure looming over the conclusion to The Irony of American History and who embodied Niebuhr's ideal of charity. Searching American history, Niebuhr could find no better example of the political ethic he was urging than that expressed by Lincoln in his Second Inaugural. [76] In Irony, Niebuhr writes about the necessity of charity in this way:
The realm of mystery and meaning which encloses and finally makes sense out of the baffling configurations of history is not identical with any scheme of rational intelligibility. The faith which appropriates the meaning in the mystery inevitably involves an experience of repentance for the false meanings which the pride of nations and cultures introduces into the pattern. Such repentance is the true source of charity; and we are more desperately in need of genuine charity than of more technocratic skills. [77]
Contrition, repentance, and forgiveness comprise the essence of Niebuhr's political ethic for modernity. In an age where our inevitable mistakes are bound to be severe, the necessity for cultivating an ethic of forgiveness becomes all the more vital. This does not mean we forsake moral purpose; instead, it is to recognize the ultimate disjunction between God's purposes and our own, and thus understand that our political striving needs to be concomitant with charity and the capacity for self-criticism -- in other words, leavened with a form of grace. Politics, for Niebuhr, was not a sphere for moralists. The children of light -- those sure of their own righteousness -- always seem to incur the greater share of his displeasure. This should not be taken to mean he simply is arguing for a "politics of limits." For all his brooding, Niebuhr was not a pessimist in any straightforward sense of the word -- indeed, he closes his essay, "Augustine's Political Realism," by declaring that we secular moderns read Augustine too cynically; he could just as well have written the same about his own interpreters. [78] And so, instead of providing us with a too consistent realism, Niebuhr argues for inhabiting the world in a particular way, for engaging political life with both love and justice in mind, fully aware of the corruptions of power without abandoning the premise that it can be exercised responsibly.
For Niebuhr, a particular form of religious faith was the prelude to such an ethic. Rather than alternate between moods of sentimentality and despair, his theological defense of modernity urged a particular form of humility, one that, in recognizing the partiality and contingency of our understanding of justice, was open to the endless possibilities inherent in "the gift" of human freedom while still being aware of the pretensions that cause its "corruption." [79] He tells us in The Children of Light and the Children of Darkness that
Democracy therefore requires something more than a religious devotion to moral ideals. It requires religious humility. Every absolute devotion to relative political ends (and all political ends are relative) is a threat to communal peace. But religious humility is no simple moral or political achievement. It springs only from the depth of a religion which confronts the individual with a more ultimate majesty and purity than all human majesties and values, and persuades him to confess: "Why callest thou me good? There is none good but one, that is, God." [80]
The seeds of both religious and political wisdom, then, are one and the same. The core of Niebuhr's political ethic was forgiveness; but this was only a possibility for those with contrite hearts. And all this was part of a posture of humility that he thought was more necessary than ever -- a humility that follows from a deep awareness of the tragic and ambiguous elements always found in our attempts to instantiate what we believe to be justice.
[1] I hesitate to use the term "modernity," believing it to be at times so promiscuously and varyingly used that to employ the word is to risk obfuscation. That said, I believe it is so thoroughly a part of the debates in which I want to situate the work of Reinhold Niebuhr that I cannot avoid it. I also hope what I mean by the term will become more clear as I proceed. See N.J. Rengger's Political Theory, Modernity, and Postmodernity: Beyond Enlightenment and Critique (Oxford, UK: Blackwell, 1995), pp. 37-76 for a helpful overview of a number of the variety of ways modernity has been, or might be, conceptualized.
[2] I borrow this phrase from the title of the second chapter of Ira Katznelson's brilliant study, Desolation and Enlightenment: Political Knowledge After Total War, Totalitarianism, and the Holocaust (New York: Columbia University Press, 2003), pp. 47-106. Though my concern is particularly with the response of political theorists to these horrific events, Katznelson's somewhat broader consideration of how historians, social scientists, and economists reacted to them is immensely helpful as an introduction to and survey of the matter.
[3] Here I am thinking particularly of Leo Strauss, Eric Voegelin, and, somewhat later, Alasdair MacIntyre, though certainly they are not the only figures that could be named. For Strauss, Machiavelli inaugurates a break with the ancients, the first "wave" of modernity that (perhaps inevitably) gives rise to its second and third waves, eventually leading to Nietzsche (and Heidegger). See Leo Strauss, "The Three Waves of Modernity" in Six Essays in Political Philosophy: An Introduction to Leo Strauss, ed. Hilail Gilden, (Indianapolis, IN: Bobbes-Merril, 1975) 81-98. For Voegelin, the West's wrong turn occurred with Joachim of Flora's Trinitarian eschatology -- the periodization of history into the ages of the Father, Son, and Holy Spirit, with the attending Gnosticism eventually resulting in the political religions of twentieth century totalitarianism. MacIntire, in After Virtue: A Study in Moral Theory (Notre Dame, IN: University of Notre Dame Press, 1984) believes us to "have now reached that turning point" whereby a coming "barbarism and darkness" probably is inevitable. Our choice is between Aristotle and Nietzsche!
[4] I am borrowing the language of "identity and origins" from Joshua Mitchell. See his Not by Reason Alone: Religion, History, and Identity in Early Modern Political Thought (Chicago: University of Chicago Press, 1993), p. 1
[5] Indeed, during one of Niebuhr's Gifford lectures in Edinburgh, Scotland, his audience grew restive as they heard German planes bombing a naval base a few miles away. See Richard Wightman Fox's Reinhold Niebuhr: A Biography (Ithaca, NY: Cornell University Press, 1996), p. 191
[6] Two exceptions to this are Charles T. Mathewes treatment of Niebuhr in his Evil and the Augustinian Tradition (Cambridge: Cambridge University Press, 2001), especially ch. 3, "Sin as Perversion: Reinhold Niebuhr's Augustinian Psychology," where he both is read as part of a broader intellectual tradition that takes its bearings from Augustine and is compared to Hannah Arendt's understanding of evil, and Robin W. Lovin's brilliant study, Christian Realism and the New Realities (New York: Cambridge University Press, 2008), where he argues for the continued importance of Niebuhr and extends his thought through an elaboration of what Christian Realism can mean for contemporary debates in political theory.
[7] There are signs that political and social theorists are beginning to grapple with the real complexity of both modernity and liberalism's relationship to religion. Obviously, there have always been voices that have handled questions of "religion and politics" or -- better yet! -- political thought and theology with admirable nuance. But in recent years, for obvious reasons, these reflections, I believe, have taken on new focus and importance. To note just a few examples, see Charles Taylor, A Secular Age (Cambridge, MA: Harvard University Press, 2007), Michael Gillespie, The Theological Origins of Modernity (Chicago, IL: University of Chicago Press, 2008), Mark Lilla, The Stillborn God: Religon, Politics, and the Modern West (New York: Alfred A. Knopf, 2007), and Jean Bethke Elshtain, Sovereignty: God, State, and Self (New York: Basic Books, 2008). Of course, the greatest indicator of these trends is that even certain Rawlsians are trying to engage this conversation in new ways, most notably through the publication of Rawls' own undergraduate thesis, a work of Protestant theology. See John Rawls, A Brief Inquiry into the Meaning of Sin and Faith, ed. Thomas Nagel (Cambridge, MA: Harvard University Press, 2009).
[8] See Reinhold Niebuhr, The Children of Light and the Children of Darkness: A Vindication of Democracy and A Critique of Its Traditional Defense (New York: Charles Scribner's Sons, 1944)
[9] See Reinhold Niebuhr, "The Tower of Babel" in Beyond Tragedy: Essays on the Christian Interpretation of History (New York: Charles Scribner's Sons, 1937), pp. 25-46.
[10] I am in part pushing against a reading of Augustinian political reflection that sees it primarily as a reminder of human limits, even if I occasionally slip into that language myself. Though I have learned immensely from Jean Bethke Elshtain's Augustine and the Limits of Politics (Notre Dame, IN: University of Notre Dame Press, 1995), I think the language of limits, while helpful and appropriate as far as it goes, at times actually obscures the full range of resources the Augustinian tradition provides for engaging modern political life. I believe Niebuhr can help us recover elements of this tradition, and is its greatest advocate, even if a number of his own interpreters also add to this obfuscation.
[11] Niebuhr, "The Tower of Babel" in Beyond Tragedy, pp. 29-30
[12] Ibid., pp. 32, 28
[13] Ibid., p. 42
[14] Ibid., pp. 28-29
[15] Ibid., p. 28
[16] Ibid., p. 29
[17] Ibid., p. 30
[18] I consider, in other words, Niebuhr's understanding of the Tower of Babel akin to the way he tended to grasp the significance of the Fall: "The metaphysical connotations of the myth of the Fall are, however, less important for our purposes than the psychological and moral ones." See his An Interpretation of Christian Ethics (New York: Harper & Row, 1935), p. 46. This will be taken up in greater detail below as the discussion moves to an analysis of Niebuhr's understanding of evil -- and thus the Fall.
[19] Ibid., p. 42
[20] Ibid., p. 43-44
[21] Ibid., p. 44
[22] Ibid.
[23] Ibid.
[24] Ibid., p. 45
[25] See "The Tower of Babel," pp. 30-34
[26]
Reinhold Niebuhr, The
Nature and Destiny of Man, Vol. 1 (Louisville, KY: Westminster John Knox
Press, 1996 [1941]), especially ch. 1, "Man as a Problem to Himself,"
pp. 1-25. See also his criticisms of classical thought in Faith
and History: A Comparison of Christian and Modern Views of History (New
York: Charles Scribner's Sons, 1949), particularly ch. 4, "Similarities
and Differences between Classical and Modern Ideas of Meaning in History,"
pp. 55-69
[27] Ibid., Vol. 2, p. 148-49
[28] Ibid., pp. 147-48
[29] This "negative" affirmation actually is rather typical of Niebuhr's method. See Robin W. Lovin's description in Reinhold Niebuhr and Christian Realism (Cambridge: Cambridge University Press, 1995), p. 3: "Niebuhr gives little time to definitions in his work. His aims are synthetic, linking related ideas into a complex whole, rather than strictly delimiting the individual elements. His method dialectical, in the sense that concepts are clarified by stating what they exclude, and positions are explained by specifying what they reject." (emphasis mine)
[30] Niebuhr, Nature and Destiny, Vol. 2, p. 155 (emphasis Niebuhr's)
[31] Ibid., p. 315
[32] It should be noted that although Niebuhr typically is considered a realist or pessimist, he also has been criticized precisely for the reasons just noted -- his openness to man's creative possibilities in history, or rather, what is taken to be his progressivism or devotion to perfectionist liberalism. The best example of this reading of Niebuhr can be found in Wilson Carey McWilliams' "Reinhold Niebuhr: New Orthodoxy for Old Liberalism" in American Political Science Review (December 1962), pp. 874-885. See also Patrick J. Deneen, Democratic Faith (Princeton, NJ: Princeton University Press, 2005), pp. 246-260, who describes Niebuhr as ultimately giving in to a form of optimism. Though a full response to these criticisms cannot be undertaken here, I do wish to note that they curiously affirm my interpretation of Niebuhr as a defender of modernity. That is, in his concessions to liberalism and history's "growth" he is taken to be too characteristically modern by McWilliams and Deneen.
[33] Niebuhr, Nature and Destiny, Vol. 2, p. 155
[34] Ibid., p. 159
[35] See also Niebuhr's comment in The Children of Light and the Children of Darkness, p. 186-87: "all political and moral striving results in frustration as well as fulfillment" I borrow the terminology of life "getting better and worse at the same time" from Peter Augustine Lawler.
[36] Niebuhr, Nature and Destiny, Vol. 2, pp. 318, 320
[37] Ibid., p. 207
[38] Faith and History, p. 196
[39] Niebuhr, Nature and Destiny, vol. 1, p. 178
[40] Ibid.
[41] Niebuhr, An Interpretation of Christian Ethics, p. 46
[42] In this I am following Charles Mathewes's emphasis in his discussion of Niebuhr in Evil and the Augustinian Tradition, pp. 107-48. This emphasis is clear, however, in Niebuhr's work. Indeed, he specifically endorses a modified Augustinian understanding of original sin not because of its metaphysical tidiness but because it is more "true to the psychological and moral facts in human wrong-doing" than variants of Pelagianism or Semi-Pelagianism. See Niebuhr, Nature and Destiny, vol. 1, p. 248
[43] Niebuhr, Nature and Destiny, vol. II, p. 80
[44] Niebuhr, Nature and Destiny, vol. 1, p. 248
[45] Ibid., p. 244
[46] Niebuhr, An Interpretation of Christian Ethics, p. 55
[47] Ibid.
[48] Ibid.
[49] Niebuhr, Nature and Destiny, vol. 1, p. 180
[50] Ibid.
[51] Ibid., p. 178
[52] Ibid., p. 180
[53] Ibid.
[54] Ibid., p. 181
[55] Ibid., p. 182
[56] Ibid., p. 185
[57] Ibid., p. 182
[58] Ibid., p. 251
[59] Ibid.
[60] Ibid., p. 183
[61] Ibid., p. 184
[62] Ibid., p. 258
[63] Ibid., p. 212
[64] Ibid., p. 209
[65] Ibid.
[66] Ibid., p. 213
[67] Niebuhr, Nature and Destiny, vol. 2, p. 319
[68] Reinhold Niebuhr, Moral Man and Immoral Society: A Study in Ethics and Politics (Louisville, KY: Westminster John Knox Press, 1932), p. 4
[69] Ibid., p. 6
[70] Ibid., p. 40
[71] Ibid., p. 49
[72] Niebuhr, Children of Light and Children of Darkness, p. 187
[73] Niebuhr, Faith and History, p. 200
[74] Niebuhr, Children of Light and Children of Darkness, pp. 189-90
[75] Reinhold Niebuhr, The Irony of American History (Chicago: University of Chicago Press, 2008 [1952]), pp. 62-63
[76] My reading of Lincoln, with its emphasis on charity and forgiveness rather than his Lockean or liberal understanding of equality, owes much to the interpretation found in Deneen's Democratic Faith, especially the conclusion "A Model of Democratic Charity," pp. 270-87.
[77] Reinhold Niebuhr, Irony, p. 150
[78] This particularly is true of Augustine's secular interpreters. Niebuhr writes, "As for secular thought, it has difficulty in approaching Augustine's realism without falling into cynicism, or in avoiding nihilism without falling into sentimentalityModern realists' know the power of collective self-interest as Augustine did; but they do not understand its blindness." See Niebuhr, "Augustine's Political Realism," in The Essential Reinhold Niebuhr, p. 140.
[79] Niebuhr, Irony, p. 158
[80] Niebuhr, Children of Light and Children of Darkness, p. 151
[81] Niebuhr, Nature and Destiny, vol. 2, p. 321
