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Eric Voegelin Society Meeting 2008
The Bush Doctrine: The Foreign
Policy of Republican Empire
Copyright 2008 Mackubin Thomas Owens*
We have unwisely considered
ourselves as the inhabitants of an old instead of a new country. We have
adopted the maxims of a State full of people& manufactures &
established in credit. We have deserted our true interest, and instead of
applying closely to those improvements in domestic policy which would have
ensured the future importance of our commerce, we have rashly& prematurely
engaged in schemes as extensive as they are imprudent. Our true situation
appears to me to be this--a new extensive Country containing within itself
the materials for forming a
Government capable of extending to its citizens all the blessings of civil and
religious liberty--capable of making them happy at home. This is the great
end of Republican establishments. We mistake the object of our government, if
we hope or wish that it is to make us respectable abroad. Conquest or
superiority among other powers is not or ought not ever to be the object of
republican systems. If they are sufficiently active and energetic to rescue us
from contempt & preserve our domestic happiness and security, it is all we
can expect from them--it is more than al most any other Government ensures to
it citizens.
Charles
Pinckney, speech to the Federal Convention,
It
had been said that respectability in the eyes of foreign nations was not the
object at which we aimed; that the proper object of republican Government was
domestic tranquility & happiness. This was an ideal distinction. No
Government could give us tranquility & happiness at home, which did not
possess sufficient stability and strength to make us respectable abroad.
Alexander
Hamilton, speech to the Federal Convention,
If
any one therefore wishes to establish an entirely new republic, he will have
to consider whether he wishes to have her expand in power and dominion like
Niccolo Machiavelli, Discourses,
Besides, to recede is no longer possible, if indeed any of you in the
alarm of the moment has become enamored
of the honesty of such an
unambitious part. For what you hold is, to speak somewhat plainly, a
tyranny. To take it perhaps was wrong, but to let it go is unsafe”
Pericles, Funeral Oration
When
he was elected to the American presidency in 2000, George W. Bush gave every
indication that he, like his father before him, was a conventional "realist”
in foreign affairs, committed to a grand strategy of selective engagement and
critical of the open-ended nature of the
Then
came 9/11. To the surprise of almost everyone, the president abandoned his
realism and embraced an approach to foreign affairs that seems to be nothing
short of revolutionary. The "Bush Doctrine,” was first enunciated in a
speech he delivered on
The
dominant narrative concerning George W. Bush's foreign policy--especially
his doctrine of preemptive war and his emphasis on the spread of democracy--is
that it represents a radical break with the American past. According
to this narrative,
But,
the narrative continues, while isolationism and non-intervention prevailed
during the eighteenth and nineteenth centuries, circumstances required the
Thus according to today's conventional wisdom, the Bush Doctrine is a dangerous innovation, an anomaly that violates the principles of sound policy as articulated by the Founders. The source of the Bush Doctrine, goes the argument, is the exploitation of the occasion of the terrorist attacks on September 11, 2001, by a small group of ideologues--the "neoconservatives”--to gain control of national policy and lead the United States into the war in Iraq, a war that should never have been fought.
According to the conventional narrative, neoconservatives are dangerously moralistic and idealistic when it comes to world affairs. They believe in America's exceptional role as a promoter of the principles of liberty and democracy, they are committed to the preservation of American primacy, they are suspicious of international institutions, and they favor the unilateral use of power, especially military power, in order to defend and advance democracy.
But the conventional wisdom is wrong. While all are entitled to their opinions concerning the wisdom or folly of the Bush Doctrine, they are not entitled to make up their own facts regarding its place in the American foreign policy tradition. And the fact is that all of the elements of the Bush Doctrine have been observable in American foreign policy since the inception of the Republic.
As
Walter Russell Mead observes, the idea of
When
it comes to the Bush Doctrine, the main issue--as is the case with foreign
policy in general--is prudence,
which Aristotle described as deliberating well about those things that can be
other than they are (means). According to Aristotle, prudence is the virtue
most characteristic of the statesman. In foreign affairs, prudence requires
the statesman to adapt universal principles to particular circumstances in
order to arrive at the means that are best given existing circumstances. In
fact the Founders and the statesmen of the
The
Bush Doctrine
The
most concise statement of the Bush Doctrine is to be observed in George Bush's
Second Inaugural Address: "it is the policy of the
The
second principle of the Bush Doctrine is the repudiation of the "social work”
theory of terrorism: the belief that economic factors--poverty and hunger--are
the "root” causes of the phenomenon. The Bush Doctrine is founded on the
contention that the terrorism that spawned 9/11 and its precursors, both
against the
The
final principle of the Bush Doctrine is the recognition of the fact that,
after 9/11, the traditional approaches to threats--deterrence, containment,
and ex post facto responses--are inadequate when dealing with terrorists and
rogue regimes seeking to acquire weapons of mass destruction. Thus under the
Bush Doctrine, the
As
a policy or grand strategic approach to international relations, the Bush
doctrine is a species of primacy, based on the intersection of hegemonic
stability theory and the theory of
the democratic peace. Hegemonic stability theory holds that a "liberal
world order” does not arise spontaneously as the result of some global "invisible
hand.” Instead, such a system
requires, in the words of Ethan Barnaby Kapstein, a "hegemonic power, a
state willing and able to provide the world with the collective goods of
economic stability and international security.”
The United States, as
Primacy
can be caricatured as a "go-it-alone” approach in which the
This
form of primacy is based on the assumption that
the
maintenance of
A
world without
According
to the theory of hegemonic stability, the alternative to
The
"democratic peace” is based on the idea, popular among liberal
internationalists, that liberal democracies do not fight one another. The
concept originated with Immanuel Kant, who argued in Perpetual
Peace that the spread of constitutional republics was a necessary, if not
sufficient, cause of peace among states. While
Bush has invoked the idea on numerous occasions, he is not alone. In his 1994
State of the Union address, President Bill Clinton said: "Ultimately, the best strategy to ensure
our security and to build a durable peace is to support the advance of
democracy elsewhere. Democracies don't attack each other." In 2005,
Congress passed legislation introduced by Senators John McCain and Joe
Lieberman, the Advance Democracy Act, which states: "Wars between
or among democratic countries are exceedingly rare, while wars between and
among nondemocratic countries are commonplace, with nearly 170,000,000 people
having lost their lives because of the policies of totalitarian
governments."
Far
from representing a "neo-conservative” innovation in American foreign
policy, the Bush Doctrine is in the tradition of the Founders and statesmen of
the
The Early Republic and the Genesis of the ”American
As
suggested earlier, critics of the Bush Doctrine dismiss it as the work of a
cabal of neo-conservatives who co-opted
But the suggestion that the Bush Doctrine is an innovation attributable to neo-conservatism alone is simply a-historical. After all, Andy Bacevich's description of the neo-conservative enterprise as "fus[ing] American power to American principles, ensuring the survival of those principles and subsequently their propagation to the benefit of all humankind” applies to American statecraft since the beginning of the Republic.
The
principles of the American founding have always been at least as important a
determinant of
As
Walter Russell Mead has shown in A Special
Realism stresses the importance of power and military security in international affairs and is most concerned about maintaining stability and a peaceful balance of power. For the realist, the state's most vital interest--and its only meaningful goal, no matter its form of government or what it says for public consumption--is to maintain enough power to ensure its security. Realists ban economics, morality, and democracy from high politics. Liberal internationalists contend that the goals of actors within the international political system transcend power and security to include peace and prosperity.
For
realists, liberals are too abstract and place too much emphasis on the
"good side" of human nature. For liberals, realists are too
pessimistic and cynical. In addition, their theory is too parsimonious; it
fails to explain enough in the world.
The
fact is that American principles have been at least as important in shaping
For
Americans, geopolitics, economic and commercial interests, and political
principle have always been inseparable. Accordingly, Americans have seen the
spread of liberalism as very much a
For
instance, both Jefferson and Hamilton agreed that the
Despite
their differences, both Jefferson and Hamilton agreed nonetheless that the new
Republic was destined for greatness. Remarkably, both Jefferson and Hamilton
envisioned an American polity that combined the principles of republic and
empire, despite the dominant view of the 18th century that viewed
the two as incompatible. Thus
For the founding generation, the principles underlying the American Empire were universal in application. As Robert Kagan has argued, in an age of monarchy and despotism, such universal principles by their very nature made America a "dangerous nation” because by liberating human potential, they would "capture the imagination and the following of all humanity.” Realists in the tradition of Hans Morgenthau have criticized the "crusading spirit” is foreign relations, but American foreign policy has often been motivated by the belief that the United States stood in opposition to tyrannical power and despotism.
American
foreign policy has often been criticized for being "moralistic.” But it is
important to note that before the American founding, all regimes were based on
the principle of interest or advantage alone--the interest of the stronger.
That principle was articulated by the Greek historian Thucydides in his
description of the conversation between the Athenians and the rebellious
Melians: "Questions of justice arise only between equals. As for the
rest, the strong do what they will. The weak suffer what they must."
Inequality, whether between master and slave or between aristocrat and
commoner were simply part of the accepted order of things.
The
While
the
did
not mean to assert the obvious untruth, that all men were then actually
enjoying that equality, nor yet, that they were about to confer it immediately
upon them. In fact they had no power to confer such a boon. They meant simply
to declare the right, so that the enforcement of it might follow as fast as
circumstances should permit. They meant to set up a standard maxim for a free
society, which should be familiar to all, and revered by all; constantly
looked to, constantly labored for, and even though never perfectly attained,
constantly approximated, and thereby constantly spreading and deepening its
influence, and augmenting the happiness and value of life to all people of all
colors everywhere.
Such rhetoric informed not only American domestic, but also foreign policy. And it was not limited to the nineteenth century. As Kagan has observed, "the twentieth century, of course, rang with the rhetoric of greatness, moralism, and mission.”
For instance, the Republican Party's campaign platform of 1900
made
It
is important to recognize that Woodrow Wilson did not invent the rhetoric of a
foreign policy shaped by moral purpose. Accepting the Republican
vice-presidential nomination in 1900, Theodore Roosevelt asked, "Is
Statesmen
of both parties saw the Civil War as
This is not to suggest that expanding liberal democracy was the only motive for US actions during the 19th and 20th centuries. It was most certainly not. But far from reflecting the conventional narrative of "virtuous isolationism”--the idea that the United States was an exemplar of liberty and nothing more--the statesman of these periods embraced the mission of spreading liberal principles for the betterment of not only Americans but also of the peoples of the world.
American Security in the Early Republic and the "American
As
important as the American mission may have been in the formulation and
practice of
As
As
early as 1778, George Washington foresaw the strategic problem that the young
Republic would face in the years following the Revolution. As he explained to
Henry Laurens, he opposed a combined French-American offensive against Canada
because he was concerned that the price of cooperation with the French in this
case would be the reestablishment of French power in Canada, leading to a
situation in which the United States would subsequently be hemmed in by a
combination of Europeans and Indians.
France acknowledged for some time past the most powerful monarchy in Europe by land, able now to dispute the empire of the sea with Great Britain, and if joined with Spain, I may say certainly superior, possessed of New Orleans, on our Right, Canada on our left and seconded by the numerous tribes of Indians on our Rear from one extremity to the other, a people, so generally friendly to her and whom she knows so well how to conciliate; would, it is much to be apprehended have it in her power to give law to these states.
As John Lewis Gaddis has argued, the American response to threats to its security differed from the approach of most nations--to seek safety by retreating to a defensive posture--although this is arguably what the United States had done during the administrations of Jefferson and Madison. The result was a British invasion and the burning of the capital in 1814.
The
attack on the American homeland in 1814 demonstrated that liberty was
vulnerable to attack if the
Hegemony
was based on the idea that the safety of the Republic precluded any sharing of
power on the North American continent by the United States with any other
great power.
Both the Founders and the statesmen of the
John Quincy Adams was equally adamant in rejecting the possibility that
the
Unilateralism, which accepted the need for international cooperation in the form of treaties but rejected alliances as an unnecessary limit on American action, has often been confused with isolationism. The French alliance of 1778 demonstrated to most Americans the dangers of agreeing to "commitments to act in concert with other great powers against future contingencies which no one could foresee.”
The
tendency to confuse unilateralism and isolationism has contributed to
longstanding misperceptions of
If we remain one People, under an efficient government, the period is not far off, when we may defy material injury from external annoyance; when we may take such an attitude as will cause the neutrality we may at any time resolve upon to be scrupulously respected; when belligerent nations, under the impossibility of making acquisition upon us, will not lightly hazard giving us provocation; when we may choose peace or war, as our interest guided by justice shall Counsel."
Far
from a universal admonition against intervention, the Farewell Address
represents a prudential combination of interest and principle, to be pursued
unilaterally by the
The
Monroe Doctrine represents an extension of the unilateralist principle. When
it became clear in the early 1820s that the newly independent Latin American
republics might not be able to defend their sovereignty against Spain,
possibly assisted by the reactionary monarchies of France, Austria, and
Russia, Great Britain suggested a joint Anglo-American statement opposing
future European colonization in the western hemisphere. While President
Monroe, along with former presidents Jefferson and Madison, liked the
proposal,
As
Gaddis observes, Adams realized that the United States lacked the means to
enforce the policy, but "he shrewdly calculated that Great Britain, with its
navy, did have such means, and that its own interests in this instance would
complement those of the United States even in the absence of a formal
commitment.” The Monroe Doctrine permitted the
Preemption has arguably been a part of an American grand strategy
since the Revolution, justifying early steps in order to prevent an adverse
outcome in the future. US actions in
Karl Walling has argued that the Declaration of Independence represents
an even earlier example of preemption. After all, when the Declaration was
issued, only
the
delegates [to the Continental] Congress were essentially ambassadors from the
separate colonies sent to deliberate on common policy and strategy to oppose
the British efforts to centralize power in Parliament during the decade after
the Seven Year's War. In other words, Americans declared their
independence more as a coalition of independent states than a single nation,
with all the problems incident to coalition war for the rest of the conflict
with
One
of the many rhetorical purposes of the Declaration, argues Walling, was to
demonstrate to the people of colonies not now under attack would soon be and
that they all had "no choice but to fight the British before it was too late
to do so, that is, before it used its military power to subdue the colonies
one by one.” By warning of British tyranny to come, the Declaration called
for the colonies to preemptively unite before
The Early Republic faced many threats, including a continuing European
presence in North America--Great Britain in Canada and Spain in Florida and
Texas--and what we would today call "non-state actors:” marauding Indians
and pirates, ready to raid lightly defended areas on the frontier. These
threats were exacerbated by the weakness of what
After Creeks, Seminoles, and escaped slaves launched a series of
attacks on Americans from sanctuaries in Spanish Florida, General Andrew
Jackson, acting on the basis of questionable authority, invaded
Most of
This reasoning informed
The principles of American statecraft--linking principle to power--that
shaped
For
instance, while critics of the Bush Doctrine argue that its emphasis on
expanding liberal democracy, mocking this enterprise as "muscular
Wilsonianism," the expansion of like regimes can be found in Thucydides,
who noted that an important goal of both Athens and Sparta was to establish
and support regimes similar to their own, democracies in the case of Athens
and oligarchies for Sparta.
Indeed,
the Bush Doctrine endorses this very Thucydidean perspective on a global
basis. As the president declared during a June 2004 speech at the Air Force
Academy:
Some
who call themselves "realists” question whether the spread of democracy in
the
The Bush Doctrine is based on the recognition that, as Thucydides understood, the security of a state is enhanced when it is surrounded by others that share its principles and interests.
American Foreign Policy and the
American Character
The persistence of the American mission--the tendency toward expansion, the belief that the globe can be transformed on the basis of the universal principles articulated by the Declaration of Independence, and what critics call the "messianic” impulse--is no aberration but represents the mainstream of American opinion with regard to foreign policy. Of course, as many scholars have noted, it is not the only foreign policy tradition. Another is what Walter Russell Mead has called the "Jeffersonian” or "Old Republican” school. This school was adumbrated by Charles Pinckney, who, as an advocate of the dominance of domestic over foreign affairs, can be properly described as isolationist.
Old
Republicans such as John Randolph of
There is also the aforementioned "realist” school, which criticizes the tradition that includes the Bush Doctrine as embodying. Realists stress the importance of power and military security in international affairs and are most concerned about maintaining stability and a peaceful balance of power. For the realist, the state's most vital interest--and its only meaningful goal, no matter its form of government--is to maintain sufficient relative power to ensure its security. Insofar as they are the heirs of Hans Morgenthau, realists also reject the "crusading spirit,” eschewing ideology and defining the state's interests as narrowly as possible, making it less likely that they will come into conflict with the interests of other states.
But these other foreign policy approaches, as well as others, have never been able to supplant the idea of an American mission, despite the recurrent fervent hopes of critics, and despite frequent disappointments and setbacks. Critics who hope that the Iraq War will lead the United States to abandon the "expansive, moralistic, hubristic American approach” to foreign policy will be as disappointed as Pinckney, John Randolph of Roanoke, John Taylor of Caroline, the "America Firsters” of the mid-twentieth century, and assorted pacifists and socialists before them.
The reason for this is the combination of, on the one hand, the intuitive American commitment to universal principles articulated in the nation's founding documents and an abiding belief on the part of the American public at large in the legitimacy of liberal democracy, and on the other, their desire for power and wealth, a drive that led Gouverneur Morris to describe his fellow-countrymen as "the first-born children of the commercial age." As Robert Kagan observes:
The
expansive, moralistic, militaristic tradition in American foreign policy is
the hearty offspring of this marriage between Americans' driving ambitions
and their overpowering sense of righteousness. These tendencies have been
checked at times by overseas debacles, or by foreign powers too big and strong
to be coerced into acceptance of the American truth. At those times, the
counter-traditions have been able to assert themselves and take temporary
control of American policy, as in the 1930s or in the 1970s. But these
victories have been fleeting. The story of
American foreign policy has always reflected the American character. The description of the Athenian character by the Corinthians in Thucydides' Peloponnesian War is applicable to Americans as well: active, innovative, daring, quick, enterprising, acquisitive, and opportunistic. Like the Athenians, Americans "were born into the world to take no rest themselves and to give none to others.”
The most astute critics of the Bush Doctrine recognize that the
attribution of foreign policy decisions to the manipulation by nefarious
individuals or groups or to deception, as has been charged in the case of both
While Bacevich's
jeremiad is unlikely to change the American character, it does provide a
useful cautionary note. As the case of
*
Associate Dean of Academics for Electives and Directed Research/Professor of
National Security Studies at the Naval
