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Eric Voegelin Society Meeting 2007
Copyright
2007 Eric S. Petrie
We seek to recover the context within which Aristotle worked, both
politically and philosophically, with regard to political virtue. Plato's
dialogue Protagoras will help us define political virtue, and recognize the
problems Aristotle faced in defending and amending a notion of public virtue. Our
overall intention is to assess the degree to which Aristotle's account of
moral or practical virtue in his Nicomachean
Ethics attempts to transform a prior or more primordial experience of
virtue as self-sacrificing political virtue.
In this essay we are interested in the pre-Aristotelian account of
political virtue available in Plato.
One can distinguish between skills and talents useful for conducting
public business on the one hand, and the moral quality of dedication to the
common good on the other. It is political virtue in the latter sense, as a
virtue of intention, which I wish to investigate. Its classic expression could
be said to be the sacrifice of the 300 Spartans at
Plato in the Protagoras has his title character explain in a long speech how
virtue is teachable.
[3]
In so
doing, Protagoras describes political virtue and recounts its origins.
Protagoras uses the term "political virtue" more often than any
other character in Plato's writings. His is also one of the first uses of the
phrase recorded in Greek literature. After defining political virtue, we will
consider Socrates' attack on ordinary virtue in order to give a context for
Aristotle's own account of moral virtue.
Protagoras'
Great Speech
Plato's Protagoras records a dialogue between Socrates and the celebrated
sophist Protagoras which is supposed to have taken place at the home of the
rich Athenian Callias perhaps sometime just before the start of the
Peloponnesian War. Roughly speaking, the discussion covers two topics.
Socrates provokes Protagoras into explaining how he believes that virtue can
be taught; that is the subject of Protagoras' Great Speech (320d-328d).
Thereafter, Socrates conducts a cross-examination of Protagoras on the
question of whether virtue is one thing or many things. Socrates declares at
the conversation's conclusion that his purpose has been nothing other than to
discern what virtue is (360e).
By Protagoras' own account, his great speech is divided into two parts:
the myth (320d-324d) and the argument (324d-328d). He maintains throughout
both parts that virtue can be taught to most men and that the Athenians
believe this to be true. What kind of virtue does he speak of? It is here that
Protagoras uses the term "political virtue," which is equivalent to
republican virtue, an excellence required of all citizens, punishable by its
absence, but sufficiently demanding so as to justify participation by all in a
deliberative body.
Political virtue is the virtue that is taught. But does it need to be
taught? One might expect that we are born into civic dedication. Let us
address the question to Protagoras. Is man a creature made for communal life,
possessed at least of a dormant capacity for communal satisfaction? Is man
a creature whose good as an individual is satisfied fundamentally by
dedication to the larger community and the awareness that the community's good
is furthered by his membership in it?
On the contrary, according to Protagoras, man was designed on the model
of the beasts, and his preservation is guaranteed while living apart from
other human beings (322a). But the gods who were assigned the task of
distributing the various powers to the animals botched the job, no special
capacities were left for man, and the human race was dying out in competition
with the well-endowed beasts. It was man himself who conceived of joining
together in communities, albeit because his life depended upon it. But, due to
a lack of the civic art--a knowledge Prometheus was unable to steal from Zeus'
well-guarded citadel--the newly gathered individuals unwittingly harmed one
another and scattered again, to their eventual doom (322b).
Man was created for a life outside of the community. His inclinations
were so private, one could say, that even under the threat of death by beasts
and while possessed of the wisdom of an artisan, he could not keep himself
from injustice. In Protagoras' fable, Zeus solves the problem by introducing
into the human race what will be the roots of political virtue. But one should
see that political virtue--in the fable at least--is hit upon as a means of
preserving a being whose weakness requires that he live in a community but
whose solitary nature, prone as it is to injustice, makes communal life
impossible. Political virtue appears to be merely instrumental to the
preservation of the political community, and so of the human species.
How then is virtue acquired? Zeus does not give to man that by which
Zeus rules the other gods--political wisdom. Instead he distributes aidos
and dike, respect and right.
Political virtue is composed of these two main elements. Aidos means, as Hegel glosses it, "reverence, natural
obedience, honor, docility, respect of children for parents, and of men for
higher and better natures."
[4]
It is
therefore that which allows us to look up with genuine admiration and to look
down with disdain. It also makes possible self-restraint that is motivated by
a positive desire to be better than one already is. The second element is dike,
which ordinarily indicates the legitimacy of a particular order, with an eye
to the judgment of punishment that might be made in its support. Dike
often designates the sentence of a court, or the court itself, and sometimes
refers to the penalty which returns affairs to an ordered state. Thus dike
marks that outlook which holds that those who fall short of the order of the
political community are worthy of punishment. Therefore, respect and right
provide the foundation for the common standards and laws which constitute the
community. Respect and right must be presupposed if a regime is to be viewed
as legitimate and authoritative.
According to Protagoras' fable, then, does political virtue (as
introduced by Zeus) strongly attach human beings to the political community?
Are respect and right meant to transform self-regarding creatures, prone to
harming one another, into communal beings capable of living together in
friendship? Political virtue must be some sort of regard for the political
community in which the common things and the order which characterize them are
looked up to with reverence. But it is a question whether, even in Protagoras'
myth, men--all of whom have a share in right and respect--become communal
beings. Simultaneously with the distribution of the elements of political
virtue, a law from Zeus is put to men, declaring it a capital crime to be
unable to partake of right and respect (322d). Something in all men, or in
some particularly troublesome individuals, requires the most extreme
punishment in order to ensure that the community's good coincides with their
own.
For our purposes, we need not probe Protagoras' speech for further
clarification on this issue. We can leave the matter at a problem: just how
are human beings capable of political virtue? That men are not by design
communal beings is perhaps no surprise. For we associate with the notion of
virtue a sense of striving and of rising above ourselves. How would that be
true for creatures who were completely communal in nature? Indeed, in the
ensuing argument given by Protagoras, the education of young citizens is
described in such a way as to make two things clear: 1) young men are capable
of being admonished and therefore of holding themselves up to the noble
examples of justice; thus they must have as a possibility of their nature the
capacity to look up to the common good; and 2) there seems no end to the need
for threats of punishment and guidance by the law, even for adults, to ensure
that the noble and just examples are imitated; something else in their nature
keeps them from complete absorption in the community.
Besides the dual nature of the citizen (as one who is torn between
merely selfish satisfactions and those associated with the public), political
virtue requires participation in rule. The citizen wants to rule, and he
presents his dedication to the common as a claim to participation in rule.
That such a desire is elemental to the longing for political virtue is clear
from the context of Protagoras' great speech. Protagoras is charged with the
task of convincing the "wise" Athenians that his teaching of citizen
virtue does not undermine their belief that everyone already possesses the
virtue requisite to participation.
The phrase "political virtue" is first used in a peculiar
circumstance in Protagoras' great speech. He says that, in
Plato's Protagoras is not only useful for bringing to light the elementary
meaning of political virtue, of the longing for virtue that is publicly
practiced and displayed. Protagoras' notion of political virtue is subject to
sustained questioning by Socrates. Protagoras fails to defend citizen virtue
from a hedonistic account of human motivation offered by Socrates. Our
consideration of Socrates' analysis will further illuminate the character of
virtue and mark the course for Aristotle's own defense of political virtue in
the form of moral virtue.
Socrates'
Discussion of the Citizen's Good
I will omit a lengthy portion of the dialogue not immediately bearing
on our inquiry. Near the point at which we enter the discussion again,
Socrates assures an uncertain Protagoras that by understanding what the people
mean by "being overcome with pleasure" they will find out how
courage is related to the other parts of virtue (353b). They will learn
whether virtue is essentially one thing, and therefore whether virtue is
knowledge, able to be taught like the arts. So runs the thread of the
discussion.
But we need to set the context of the discussion. Socrates resumes an
inquiry into the five kinds of virtue--wisdom, moderation, courage, justice
and piety--"whether they are related to a single thing, or whether some
distinct existence or thing with its own power underlies each name."
Socrates first attempts to show that courage is knowledge, since those who
know what they are doing are more bold than those who are ignorant (and the
courageous are bold) (349e-351b). Socrates however concludes too much from
this premise, as Protagoras is quick to point out.
Nonetheless two very interesting observations are made in a branch of
the discussion which is otherwise quickly abandoned. First, Protagoras
distinctly separates the virtue of courage from whatever might be akin to the
arts (and thus akin to knowledge). Knowledge, madness, and spiritedness can
give rise to capacity (dunamis). But
strength comes from "nature and the good nurture of the body"
(351a). Similarly, boldness can arise from art, spiritedness, and madness, but
courage comes from the nature and good nurture of the soul. Courage, according
to Protagoras, is strength of soul. It is a natural potential brought to
activity by good nurture, and is analogous to the strength of body of a
wrestler.
The second observation concerns Protagoras' ready agreement with
Socrates that virtue is something noble
[5]
(349e).
The significance of this agreement is the subject of the next and much more
lengthy discussion of the role of pleasure in the moral life (351b-358d).
Socrates will purport to prove that, virtue being good for the virtuous
person, and the good meaning the same as the pleasant, all virtue is the right
calculation of pleasure. Virtue therefore presupposes knowledge of the
pleasant and painful consequences of an action, and so is reduced to knowledge
or wisdom. Virtue is a single thing, namely, teachable wisdom concerning
pleasure and pain (or good and bad). Unfortunately, such a conclusion robs
political virtue of its distinctive character: the feeling of dignity that
comes from dutiful adherence to what is best.
Socrates wishes to explain how the virtuous man--the citizen--lives
with respect to pleasure. Protagoras agrees with him that the good life must
be marked by pleasure rather than pain and distress. But Protagoras
distinguishes between good and bad pleasures, holding them up to the standard
of nobility. "And, of course, to live pleasantly is good, and to live
without pleasure is bad?" asks Socrates. "If one lives in the
enjoyment of noble [pleasures]," replies Protagoras. Socrates, starting
at this point, undermines the distinction between the good or pleasant and the
noble.
Socrates appears to undertake the main task of showing that a thesis
one might associate with the great sophist Protagoras--the good is the
pleasant--does not allow Protagoras to find anything but wisdom to be virtue.
Socrates carries out a destructive analysis of our ordinary experience of
virtue as duty. It raises problems with the ordinary conception of virtue with
which Aristotle will be much concerned, and points to what a defender of
political virtue would have to maintain in order for that experience to be
genuine.
Socrates' destructive analysis of political virtue denies the
distinction between noble and base pleasures, for he makes virtuous action a
calculation of quantities of one's own pleasure. He explores two consequences
of the elimination of nobility as a distinctive standard. In the first,
comprising the discussion at 352a-357e, virtuous action--like all conscious
human action--is shown to be a calculation aimed at maximizing pleasure. This
argument culminates in the idea of a science of perfect measurement for the
guidance of life. In the second, occurring at 358a-360e, nobility is
considered again, but now as one among a variety of pleasures we choose from.
Sacrifice on the battlefield becomes the calculation of the knower of dread
things who flees the most unpleasant alternative, disgrace. The first argument
makes morality impossibly easy; the second makes virtuous action impossibly
difficult.
The denial of nobility as grounds for distinguishing between pleasures
undermines the fundamental experience of sacrifice or self-overcoming
associated with citizen virtue. This can be seen by glancing over the course
of Socrates' last arguments. He refutes the claim of the people that they are
regularly "overcome by pleasure" and led to act contrary to their
best interest, which they know and which they are otherwise capable of doing
(353a). Socrates will show that being conquered by pleasure or pain is in fact
ignorance. But this undermines ordinary moral experience. Socrates will
replace an account of vicious action in which the worse (ponera,
353c) rules the better with an account of vice as weak reasoning power. A
virtue whose basis is the strength of a capacity replaces a virtue of choosing
what is better over what is worse in a moral sense. The people think that a
powerful pleasure overcame their judgment. Socrates tells them that they
simply erred in calculating what is good for themselves. Despite what they
believed, they really did not know that the pleasure was bad. More precisely
stated, insofar as they believe that pleasures can be bad, they operate under
a perhaps salutary misconception. They are not wicked when they choose a
harmful pleasure (or act selfishly, for instance). They have made a mistake;
they are ignorant.
Eliminating the distinction between noble and base pleasure makes
impossible the distinction between better and worse human beings in the
ordinary moral sense, that is, between human beings who have bad intentions,
who habitually choose what is wicked and evil out of a wicked or evil
character. All character and intention, as well as all objects of choice, are
leveled. The discussants agree, all men choose what is good for them (356b);
therefore all intentions are the same. One could still imagine distinguishing
the morally good and bad according to that good which they choose: the good
men act for the sake of the common good, whereas the bad men act for the sake
of their own good. But the good in every instance is understood to be
pleasure, and so one's own good in the most immediate sense. But again,
someone might try to distinguish between pleasures that were different in kind
(because, for instance, they preserved the city's good as well as the
individual's). But Socrates insists that there is no difference of kind of
pleasure and pain, only of degree of intensity (356a). All men intend to
maximize their own pleasure.
When the noble is eliminated from our consideration of these matters,
virtuous action becomes impossibly easy, that is, it requires no battle
against base desires. To be virtuous, we need only to consult our pleasures
and avoid misperceptions caused by the distance of a future pleasure or pain
and the immediacy of a present pleasure or pain (357a,b). We need not be
troubled by ranking the pleasures according to what is higher and lower or
nobler and baser, a rank which may be contrary to our present cultivation or
actual nature and so require that a lesser pleasure or even a pain be chosen
for the sake of nobility. In agreement with what was said above, the ease of
moral action rests precisely on its no longer going against our nature; it
causes no conflict in us. Perhaps more truly, the conflict that we do feel
(and which is expressed by the phrase "being overcome by pleasure")
is one of an inability to perceive the nearer from the farther, or the lesser
from the greater, when the two are obscured. The conflict we feel in choosing
right action is not that felt when choosing between the animal and the human,
for instance, where we strive to live up to what is best in us. A pang of
conscience would only be a sign of uncertainty. This uncertainty would be the
mark of one whose powers of perception and calculation are weak.
The distinctive unease associated with virtue, expressed in the need
for strength in order to be able to do our duty, disappears. Similarly, the
admiration felt for a strength which is somehow self-created, and which is a
sign of our superiority, must also disappear. For that strength was superior
not so much because it was strong as because it was created by a being who
preferred the best or the noble to the worst or the base. And no one any
longer prefers the noble as noble; he only chooses what he knows to be most
pleasant. Virtuous deeds become impossibly easy because they are freed from
any conflict between the high and the low. Virtue then is the mark of a
pleasure-seeker who calculates the most efficient path to the pleasant life.
Socrates' hedonist calculus robs human experience of its divided character.
Every correctly calculated action redounds to our advantage. There can be no
overcoming of oneself, no devotion to something beyond ourselves. There can be
no virtue of intention, only one of technical excellence.
As long as the conversation aims at refuting the opinion of the people,
Socrates carefully excludes any mention of noble action. When he turns to the
sophists themselves to establish their opinion on the matter, noble action
enters the discussion again. As a consequence, virtuous action becomes
impossibly difficult: the pains of sacrifice must be their own reward.
The trick employed by Socrates is simple. Having established that one
always chooses what is pleasant, Socrates invokes the gentlemanly opinion that
noble action too is pleasant. It would therefore be choiceworthy as a
calculation of the greatest amount of pleasure. Cowards avoid courageous acts,
not because those acts are painful, but because they make a mistake in
calculating the consequences. There indeed may be pains associated with
military service, but these present pains bring great pleasures: security for
your own city, rule over others, and wealth (354b). Unable to tolerate the
discipline of the moment, and the risks and injuries of the battlefield, the
cowards give up much greater pleasures which come only as a consequence of the
pains.
But that is not enough to justify courageous action, for how does one
compensate a soldier who dies? Socrates' reference to the pleasures associated
with noble action must then also refer to their intrinsic pleasantness. They
are to be chosen because, despite the pains one might find, they are also
pleasant in the moment of action--extremely pleasant. They are so pleasant as
to counterbalance even such pains as a soldier routinely undergoes, including
the pains of death. One is reminded of one of Socrates' answers to the plight
of the just man as described by Glaucon in the Republic.
[6]
The just
man had to be shown to be happy when he possessed nothing but his justice,
regardless of the fact that he was believed to be unjust, and underwent great
physical torment while witnessing the destruction of his loved ones. What
pleasure could make up for the pain felt by Glaucon's suffering innocent? It
would seem that the intrinsic pleasures of noble action must be great indeed,
since the virtuous man is supposed to choose to act virtuously in every
circumstance, however much he is threatened with pain or tempted by another
pleasure, and since the basis of his choice (according to the argument of the Protagoras)
can only be a calculation of the quantity of pleasure and pain at stake in the
action. Even the virtue of courage must be its own reward.
Whatever else this argument of Socrates reveals, it implies that the
virtuous expect, in addition to their virtuous action, and especially to those
actions which involve great sacrifices, a corresponding satisfaction (perhaps
happiness itself). If virtue does not bring happiness with it as the immediate
accompaniment of the virtuous action, it must somehow promise happiness in the
future. (For instance, in the case of the dying soldier, in another life). It
becomes difficult to understand virtue simply as its own reward.
Socrates challenges Protagoras to take a position consistent with the
ordinary experience of citizens regarding virtue. He opposed Protagoras'
attempt to maintain a distinction between the pleasant and the good by means
of some standard of noble and base. Is there a pleasure that can be called
wicked for being pleasant itself and causing pleasure (353c,d)? Is there a
pain that is in itself good, and not because of consequences (354a)? Is there
an end looking towards which they call a thing good besides pleasure (354c)?
How can the people say both that they do what they know to be bad because they
are overcome by pleasure and that pleasure is the good? Only, says the
questioner, if the good is not worthy of conquering the bad (355d). To
maintain the opposite, Socrates suggests, one would have to hold that pleasant
and painful or good and bad can overcome one another for reasons other than
their relative amounts (356a). But what of a worthiness that comes from a
difference in kind? Pain could lead to a condition that is dignified, proper,
noble, or beautiful. Protagoras nonetheless assures Socrates that the people
would not be able to offer such an alternative, and he--with the rest of the
sophists--at a later point does not attempt to describe an alternative.
Indeed, the sophists who listen to discussion, or at least Prodicus, seem to
be playful about letting Socrates follow out the thought that all
enjoymentcomes from pleasure. Prodicus laughs when Socrates asks him not to
distinguish between delight, enjoyment, and pleasure. And perhaps that is
because he knows that a distinction of this sort is required.
Socrates sets the task for a defense of our ordinary experience of
virtue. An end must exist other than that of pleasure according to which we
can call an action good. Its worth would outweigh the pain necessary to its
realization. It could declare a pleasure in itself unworthy of being indulged.
As for the split in a human being which allows one part to overcome another
part, we are reminded of another passage from the Republic
where a similar saying--"stronger than himself"--is discussed
(431a). Socrates is looking to find moderation in the city in speech which
they have constructed. Moderation, interpreted by this saying, implies that a
better part of our soul is master over a worse part. Ordinary experience of
virtue points to a distinction within the single human being between better
and worse such that one can explain the possibility of striving, devotion, and
self-sacrifice. One needs the concept of noble and base.
In sum, what is distinctive about political virtue is the experience of
devotion or of duty. We ordinarily feel within us the pull of motives we are
inclined to call "noble." These motives dignify us and give us
reason to think of ourselves as human in an exalted sense. They give us our
sense of worth. We are beings, then, in need of a sense of worth--we are
capable of being moved by base motives, of falling short of humanity. 1) We
are therefore marked by a dual, not a simple, nature. And the duality of our
nature is characterized by a difference of kind, of rank, encompassing the
high and the low. Selfishness and hedonism are characteristics of the base
side of our nature. 2) Noble action requires dignity, so that we will act in a
manner that befits us, even when that action pains us by its impinging on our
merely selfish desires. When we are noble we are ready to choose a pain in
preference to a pleasure for the sake of a good other than pleasure without
which we do not choose to live. It is true, however, that we always act with
an eye to our own good. But we can admit this only when there is a clear
distinction between goods that are exalted and noble and ones that are base.
We also speak of a pleasure in noble action, but that pleasure would have to
be distinguished from the more ordinary pleasures of our self-regarding
nature. I do not mean to imply that the gentleman looks down on his ordinary
self-regarding desires. But to choose his own good narrowly defined instead of
the noble deed when the two come into conflict--that would be base.
3) Finally, we note that noble political action is done for the sake of
the political community, which is conceived of as the noble and exalted
object. When one contributes to the existence of that noble object, when one
serves that object and upholds it, one partakes of its nobility and becomes
noble oneself. This could lead one to imagine that nobility resides only in
the action of the individual. But however true that may be, our primary
political experience insists that there be a political whole outside of
ourselves to which we are dedicated. Our partnership in the community does not
make up the essence of the nobility of the community--the polis is greater
than the individual, even than the sum of the individuals. The greatness of
the polis is its nobility, conceived of as the whole of the parts. In the
context of the ancient city, the nobility of the political community is
embodied in the gods whose home is found in the city. By this understanding,
the citizen's nobility is subordinate to and derivative of the greater
nobility of the city and the city's gods.
We thus provide a setting for Aristotle's treatment of the political
problem of political virtue. On the one hand, we recognize the ordinary
outlook on political virtue with which Aristotle had to deal. The political
community encompasses the highest aspiration of those seeking virtue, both
those who command authoritatively, and those who admire obediently.
[1]
See
Herodotus, History, Loeb Classical Library, vol. III (Cambridge:
Harvard University Press, 1922), Book VII, 176, 198-200, 210-225.
[2]
By
"political virtue" I mean what Montesquieu meant by that same
term: "love of the homeland, the desire for true glory, the
renunciation of oneself, the sacrifice of one's dearest interests" for
the good of the political community. See The Spirit of the Laws, Book
III, ch. 5.
[3]
For the
purposes of this paper, I consulted the Loeb Classical Library edition of
the Protagoras: Lamb, W.R.M., trans. Plato: Laches, Protagoras,
Meno, Euthydemus, (Cambridge, Mass. Harvard University Press; 1967). All
unattributed references to Stephanus page numbers in parentheses in the text
are to this edition. The translations are my own.
[4]
Hegel,
G.W.F., Lectures on the History of Philosophy, Vol. I, trans. E.S.
Haldane and Frances H. Simson, (New York: The Humanities Press, 1974), p.
362.
[5]
The Greek
word is kalon. It is a concept of
vital importance to the whole of Greek moral thought. It combines notions of
beauty, fittingness, and grandeur.
[6]
Plato, The
