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Eric Voegelin Society Meeting 2005
Copyright 2005 William
Paul Simmons
Draft: Please do not cite without permission.
In this paper I attempt to show that the works of Martin Heidegger,
Eric Voegelin, Alain Badiou and Jean-Luc Marion all inhabit a similar milieu
that, for crude shorthand, I will label phenomenologies or hermeneutics of the
event. These phenomenologies
deconstruct the modernist project and the very foundations of traditional "Western"
notions of rights and yet few writers have explored how they open up new ways
of thinking about human rights. This
is all the more surprising when one considers that Western notions of human
rights themselves have recently been attacked for their reliance on
Enlightenment or modernist notions of subjectivity, epistemology, and ethics,
just those elements undermined by the phenomenologies of the event.
Each
of these thinkers agrees with Heidegger's later project by attempting to
find the things themselves' in the experience of the event, an experience
that undermines the autonomy of the subject and its self-assured knowledge.
Though each of these thinkers emphasizes the singular event they also explore
ways that this "subjective" experience can be universalized to affect the
political world. Indeed, politics
and the event are irredeemably intertwined.
Rarely
if ever, have these thinkers been compared in the same paper and Badiou's
and Marion's thoughts are new to most political scientists, so I will
expound upon their thought in some detail and only at the end of the paper
briefly discuss the implications for rights theories.
In order to further keep the scope of this paper manageable, I will
concentrate on a few works by each thinker especially those that manifest
their commonalities.
Heidegger
and "To the Things Themselves"
It
has become commonplace to credit Heidegger with leading a re-thinking of
modernist notions of subjectivity, epistemology, and ethics thereby ushering
in the various strands of postmodernism. Heidegger's
great accomplishment is often considered to be his re-situation of the self in
the world through his emphasis on being-intheworld, thrownness,
being-with others, being-toward-death, etc. If Dasein is always already thrown
into the world, then Dasein is in no place to observe the world from an
Archimedean point or develop a systematic methodology to com-prehend the
world. Throughout his corpus
Heidegger examines new ways of journeying to the things themselves; ways that
can found in the history of thought, but were never adequately thought (Cf.
Mehta 1971, ix-x). These journeys
must be undertaken but Heidegger was aware that they most likely would never
be completed. In this essay, I
will enlist Reiner Schrmann as a trusted guide to follow Heidegger's path
and then I will end with Heidegger's late essay "The End of Philosophy and
the Task of Thinking" and its re-thinking of the Husserlian call "to the
things themselves" (Sachen selbst).
Husserl's
thought must be transcended. Though
he had "worked out the phenomenality of being in the category . . . he has
not questioned the identification of being with consciousness, nor,
consequently, that of time with constant presence. . . .
Everything that is, and notably the object of intentionality, is in
consciousness, present to consciousness. To
be is to be represented" (Schrmann 1987, 68).
Schrmann, in his important work Heidegger On Being and Acting:
From Principles to Anarchy, traces Heidegger's attempts at overcoming
this obsession with presence and representation through three stages.
[1]
"First, by passing
to existential phenomenology as fundamental ontology, then by passing to the
phenomenology of historical aletheia, and lastly by attempting a topology of
the event. The first metamorphosis
of phenomenological transcendentalism leads to the replacement of the subject
by Dasein, the second to that of Dasein by Menschentum, the third to
its replacement by an even less subjectivist, humanistic, existential word:
thinking" (69).
To
elaborate: first, with the neologism Dasein, Heidegger in Being and Time
moves beyond an emphasis on consciousness to an emphasis on the relationship
between the subject and being itself, and as a corollary, instead of a
consciousness that perceives objects, Dasein is a being that is already with
objects. So truth is no longer
reliant on the structure of consciousness and the accurate representation of
objects, but is based upon Dasein's "resoluteness" (Schrmann 72).
Second,
Heidegger moves from an emphasis on Dasein to Menschentum after Being and
Time. Heidegger came to
realize that Being and Time does not break far enough away from Husserl,
in that truth is still reliant on the subject and its consciousness.
"Being in the world, just like eidetic knowledge (Husserl's), is
constituted by the unfolding of characteristics proper to man.
Being-in-the-world, just like knowing, belongs to the domain of our own
potential" (73). In
this second stage "it is no longer man who opens up' a clearing, who
projects' light over entities, who resolves the world by revealing it, but
historical aletheia which constitutes man by situating him" (73).
Truth, for Heidegger becomes rooted in historical epochs in which
Dasein, objects, and language are mutually present.
"Each collectivity, each Menschentum, finds its locus of truth
assigned to it. Its destiny
consists in having to respond to the constellations of presence instituted by
an epoch" (73). The
phenomenological project is still a "search for the conditions that make
manifestation possible as well as the quest for an a priori.
But these conditions and the a priori henceforth are not situated in
man" (p. 73). To move "to the
things themselves" requires an altethiological thinking of ecstatic
temporality that thinks beyond linear time.
But
Heidegger moves one step further, to a third stage where he will retain a
notion of epochal history but with a renewed emphasis on the "economic
coming-to-presence" (74). Heidegger
now thinks how truth "dispenses itself to thinking which corresponds to it
by abandoning itself to such constellations" of those things that are
concealed and unconcealed (75). Dasein's
stance is no longer one of making or projecting, but is now an attitude of
releasement or letting-be. This
releasement will require a new way of thinking about thinking.
For example, in his late essay "The End of Philosophy and the Task of
Thinking", Heidegger meditates on Husserl's "principle of all
principles;" that "every originarily giving intuition [is] a source of
legitimation for knowledge; everything that presents itself to us in the Intuition'
originarily (in its bodily actuality, so to speak) [is] simply to be accepted
as it gives itself, but also only within the limits in which gives itself
there" (Heidegger 1977, 382). Heidegger
claims that Husserl has overlooked the givenness of being in his own "principle"
and "thus transcendental subjectivity proves to be the sole absolute being"
(382). In his call to the things
themselves Husserl overlooks the light that allows beings to come to presence.
In fact, all of philosophy since Plato has emphasized outward
appearances, a form of presencing, and not the opening itself.
Heidegger writes, "only by virtue of light, i.e., through brightness,
can what shines show itself, that is, radiate" (383).
Heidegger ends this essay with more questions then answers and with a
tempered pessimism for the task of philosophy.
He asks if thinking can "ever raise the question" of aletheia "as
long as it thinks philosophically" (389) that is, as long as it concentrates
on a metaphysics of presence. Here Heidegger only provides the briefest of all
maps for the way beyond thinking the metaphysics of presence.
He asks "what speaks in the There is / It gives" (392).
I
contend that the projects of Voegelin, Badiou, and (most overtly) Marion take
up this challenge of thinking differently and seeking to answer "what speaks
in the There is / It gives"? More
specifically, they each attempt to move philosophy beyond a "metaphysics of
presence" through their phenomenologies of the event.
In each we will see common themes of exteriority and surprise beyond
intentionality, truth as historical process, and universality grounded in a
concrete singularity. Finally,
each claims that modernist notions of metaphysics and epistemology are rooted
in stasis, while their thoughts aims to open the time axis of the event.
Badiou
and Voegelin on the Pauline Vision/Myth/Fable
Alain
Badiou fits nicely in a long tradition of French thinkers such as Althusser
and Foucault who distance themselves from the hegemonic thought of the day.
In this case, Badiou, while relying on many of the prevailing
theoretical foundations such as Heidegger's and Husserl's thought,
distances his work from the turn to ethics and moralism found in thinkers such
as Levinas and Derrida. His magnum opus Being and the Event builds upon mathematics, especially set theory,
to claim that the ultimate subject of philosophy should be ontology and
ontology should be explored as a series of events made up of an infinite
number of iterations of elements. Thus,
following Heidegger, the subject appears at any given time in a space
populated with other beings. Badiou
stresses the aleatory way that sets appear and disappear.
Instead, of one overriding Being, the subject is thrown together into
"a situation" (or, in his most recent works, a "world") with
multitudes of beings that change throughout time.
Each situation is a singularity, that is, a set of elements, but also
an irreducible multiplicity. For
Badiou this ontology can be best represented through set theory and
mathematics. He says, "if we
abstract all presentative predicates little by little, we are left with the
multiple, pure, and simple. The
that which is presented' can be absolutely anything.
Pure presentation as such, abstracting all reference to that which'which
is to say, then, being-as-being, being as pure multiplicity can be thought
only through mathematics" (Badiou 2001, 127).
Or, in quasi-Lacanian terms, to understand being-as-being, one of the
main tasks of philosophy is to abstract the situation to the point where the
ideal and the real are identical.
However,
Badiou's recent analyses of the event have followed a much less formalistic
trajectory by exploring concrete events. He stresses that the subject is
always already in a situation which has its own language or truth structure
that overlaps and interacts with language or truth structures of other
situations. Most
importantly, some situations stand out. When
previously uncounted elements "come to appear as needing to be counted in
the situation" (Badiou 2001, 133-4) then we have an event.
Badiou uses the phrase "laicized grace" to refer to how surprising
events are given to us from "somewhere." Laicized grace refers to that
which breaks out of the Hegelian Absolute and breaks out of the law of the
situation, but Badiou wants to "tear the lexicon of grace and encounter away
from its religious confinement" (Badiou 2003, 66).
By
emphasizing the radical break announced by an event and its aleatory and
laicized nature Badiou's philosophy highlights subjective truth and
subjective agency. Truth for
Badiou is fidelity or resoluteness to the experience of the event while the
subject has no essence, but only "comes to be constituted as a capacity for
truth." So, "a subject is of the order, not of what is, but of what
happens of the order of the event" (Badiou 2003b, 73).
A subject becomes constituted by the event, or more accurately, by the
subject's response to the event. Those
who are touched by this laicized grace are not merely passive they are active
participants in the situation. Badiou
approvingly quotes Lin Piao "that the essential thing was to be, at a
revolutionary conjunction, both its actor and its target" (Badiou 2001,
125).
It
follows then that the "we" is constituted (or not) by the event or at
least the "process of truth" manifest in the event.
But, since truth is a production, the content of the truth loses
importance. After the event, there
will often be no agreement as to the truth of the event. After all, "nobody
is in a position to say that since he knows the truth, he is the one who will
decree how it is to be known, since the truth itself depends on its own
production" (Badiou 2001, 116-7). So,
basically we end up with a political/deliberative process and in each
organization or multiple the truth structure will vary.
Necessarily in the truth procedure subsequent to the event a differend
will develop. The previous truths
of the previous situations will contaminate the new truths but it is up to the
militants of the event to explore new ways of symbolizing the truth of the
event so that it endures. Even if
it endures, the symbolism will not quite match the truth in the event, because
of an epistemological differend. The
symbolism will be rooted in a continuous time while the event belongs to what
Heidegger would call ecstatic temporality.
To
summarize in somewhat more colloquial terms: if an event occurs, and no one in
the forest answers its call, then the event is forgotten.
And, seemingly if a human spends his or her entire life without
responding to an aleatory event or engaging in its truth procedure, then he or
she does not become a subject. Further,
if an event occurs and is subsumed by the language of the current situation,
then it is not seen as an event and will not have its full liberatory effect.
With
such an emphasis on aleatory events and how a collective truth creates a "we"
it is not too surprising that even a devout atheist like Badiou would devote a
short book to St. Paul. And not
surprisingly, his Saint Paul: The Foundations of Universalism is
hagiography of a different sort. Badiou
writes, "for me, Paul is a poet-thinker of the event, as well as one who
practices and states the invariant traits of what can be called the militant
figure. He brings forth the entirely
human connection, whose destiny fascinates me, between the general idea of
a rupture, an overturning, and that of a thought-practice that is this rupture's
subjective materiality." (Badiou 2003, 2, emphasis added).
Paul is as an exemplar for a militant that took on an existing
universal order and created a new, entirely human' truth "diagonal"
to the prevailing ideology. Thus,
he is the very type of militant needed to counter the current universality of
global capitalism. According to
Badiou, all previous attempts to oppose global capitalism such as
communitarianism and identitarianism were co-opted and/or devoured by
capitalism and made it stronger. Instead
a new truth must be proclaimed and thus we need a figure like Paul, who is
able to universalize a singular event to overturn the prevailing discourse.
The
event on the road to
According
to Badiou, the new "figure of the real" announced by Pauline Christianity
is the division of the subject into flesh and spirit.
In Paul's words "the thought of the flesh is death; the thought of
the spirit is life" (Romans 8.6). For
Badiou, as we shall see for Voegelin, this aphorism cannot be reduced to two
hypostatized realities of the soul and the body.
Instead, they are movements or two parts of a unicity.
But for Badiou, the materialism of grace places the focus back on man
for his own salvation and for his own immortality.
Paul's famous invoking of Adam to further explicate the overcoming of
death through Christ's resurrection is interpreted by Badiou to show that
"it's a man, who, capable of inventing death, is also capable of inventing
life" (69). Thus, Christ's
death becomes a "renunciation of transcendence" and "sets up an
immanetization of the spirit" (69).
Concomitantly,
Paul's phrase, "the letter kills, but the spirit gives life" means for
Badiou that there is no rulebook for creating a truth procedure, "there is
no letter of salvation, or literal form for a truth procedure" (84).
This radical subjectivity provides an answer to Heidegger's query
whether thinking can "ever raise the question" of aletheia "as long as
it thinks philosophically" (Heidegger 1977, 389).
Badiou writes "thought can be raised up from its powerlessness only
through something that exceeds the order of thought" (85).
While for Heidegger, it is a letting be or releasement that transcends
traditional metaphysics, it appears that for Badiou the event unchains the
subject from the prevailing ideologies and releases him or her to create his
or her own truth procedure. Resurrection
thus becomes not just the name of the Pauline event; it becomes what the
subject undergoes when it is released from the prevailing law by an event.
"Christ redeemed us from the curse of the law" (Galatians 3.13).
Universalism
in Badiou
Paul's
truth is evental and thus singular and as event it also breaks out of previous
particularities such as Jewish law or Greek philosophy.
However, counter-intuitively, Badiou argues that this singularity lends
itself to universality. Since the
truth of an event "is diagonal to every communitarian subset; it neither
claims authority from, nor (this is obviously the most delicate point)
constitutes any identity. It is
offered to all, or addressed to everyone, without a condition of belonging
being able to limit this offer, or this address" (14).
Not surprisingly then, Paul will have little patience for sectarian
disputes over circumcision, the role of women, rituals of food and drink, etc.
Such disputes belong to the old orders that have been transcended by
the new truth of Christ's resurrection.
Badiou
appears far from clear as to whether universalism is contingent upon the
content of the event, or whether the fact that something is an event makes it
universalizable. In the latter
interpretation, anything can become an event, and thus, can be universalizable
since it is not contaminated by the prevailing particularisms.
"An evental rupture always constitutes its subject in divided form of
a not but,' and it is precisely this form that bears the universal" (63-4).
The "not' is a rejection of all previous particularities, while the
"but" heralds the new truth that transcends all previous particularities.
But, the
"content" of the Pauline experience also lends itself to universality.
First, Badiou stresses the importance of Paul's henology for
universalizing the truth of the event. "His
genuinely revolutionary conviction is that the sign of the One is the for
all', or the without exception" (76).
Further, the Christian truth, by discarding the "master" discourses
of Judaism and the Greeks, is built upon fraternity and universality.
In Jewish thought, one "demands signs" thus he will look up to one
who can perform signs, in Greek discourses, one questions reality, thus he
will look up to one with wisdom, but in Christian discourse: one declares
Christ as crucified and risen. This
is the entire truth: there is no master who can say anything more.
Such a truth is open to all no matter their background or abilities.
The symbol
of Christ as the Son of Man also lends itself to the creation of a universal
brotherhood founded on equality. In
Badiou's reading, Paul doesn't need all the subsequent Trinitarian
machinations; he just needs the son. "The
resurrected son filiates all of humanity one must depose the master (as
found in Greek and Jewish discourses) and found the equality of sons" (59).
Badiou highlights Paul's statement that we are all God's coworkers
as the epitome of our equality and thus brotherhood or universality (I Cor. 3.
9). In Badiou's interpretation:
we all work together on the "truth procedure" of the event" (60).
Finally, it appears that Paul's abstraction from the historical
milieu lends itself to universality. Paul
does not embed Christ in the rural poor milieu.
Thus, "there is in this prose, under the imperative of the event,
something solid and timeless, something that, precisely because it is a
question of orienting a thought toward the universal in its suddenly emerging
singularity, but independently of all anecdote, is intelligible to us without
having to resort to cumbersome historical mediations" (36).
Badiou's
militant for the truth runs into the same difficulty as any prophet who could
be transfixed into a priest. The
truth of the event must continually be renewed or it will become yet another
particularity. Badiou runs into
the problem that Levinas and Derrida have encountered in institutionalizing an
an-archical ethics. It must
continue to impress on the social, without losing its original diagonal
nature. Here Badiou relies on Paul's
writings on love and hope. "Love
underwrites the return of a law that, although nonliteral, nonetheless
functions as principle and consistency for the subjective energy initiated by
the declaration of faith" (89). Love
will sustain the militant spirit of subjectivity that in turn leads Badiou to
stress the second half of Jesus' teaching "you shall love your neighbor as
yourself" (
The
truth that is sustained in the subject is a universal truth.
The new truth is that the subject can hold a new truth dear, and he can
be released from the law. As long
as he holds this dear, he realizes that this is a truth for all.
"There is singularity only insofar as there is universality.
Failing that, there is, outside of truth, only particularity" (97).
Truths that are universalizable are "subtracted from every
predicative description" (Badiou 2004, 144).
One
additional point on universality emphasizes the abstractness of the event in
Badiou and needs to be emphasized. For
Badiou universality is not equated with consensus.
There are those who will reject the truth produced subsequent to the
event. Not all emperors converted
to the Pauline truth and not all Christians embraced the Pauline vision.
However, the event has changed the terms of the discourse.
In the terms of set theory an element that had previously been
uncounted now is counted. Badiou
describes this process in a socio-historical situation as something that was
undecidable being decided, not in the sense of being a last word, but the
issue must now be confronted. For
example, one may disagree about the causes or consequences of the French
Revolution, but merely by engaging in the argument is to admit the existence
of an event that changed the world (2004, 148-9).
In this way, the event ushers in a new universality that transcends
previous particularities. However,
not all major historical events can be counted as events in that they usher in
a new universality. For example,
Badiou claims that the tragic events of 9/11 do not constitute an ontological
event because the production of truth afterwards did not call into question
the truths of the previous situation.
Badiou's
thought would undoubtedly draw the ire of Voegelin as yet another example of
an egophanic revolt. In answer to
Heidegger's question: "what speaks in the There is / It gives" Badiou
would most likely reply the subject who is faithful to the truth of an event.
However, Badiou's sense of universality rooted in concrete
experiences (but not relying on consensus) is something that can be found in
Voegelin. Voegelin though is much
clearer on the importance of the content of the event.
But, we need to be careful here; for both Badiou and Voegelin, the
content is unknowable as an object of thought, but should be seen as part of a
structure of experience that includes the subject, the event, and the
symbolization. But, as we shall
see in Voegelin's thought, claiming that an event is beyond predicates does
not mean that the singular event lacks any structure or any identifiable
content. The content of the event
is paradoxically its structure.
Eric
Voegelin and the Pauline Vision
Eric
Voegelin in his chapter "The Pauline Vision of the Resurrected" also
utilizes Paul's vision of the resurrected for insights into the historical
process of truth and its modern deformations.
For Voegelin, as in Badiou's writings, truth is constructed in a
dynamic tension between the subject, the event, and the symbolization of the
event. None of these can be
abstracted or seen in isolation. For
both thinkers the events are aleatory. For
Badiou, the event arises from an immanent grace and Voegelin writes "neither
can we predict the date for such an event in the future or know what form it
will assume. The event, as it can
happen any time, hangs as a threat or hope over every present" (239). Unlike
Badiou, Voegelin has no question about the origin of these types of events,
which he labels theophanic events. As with Badiou, the event cannot be
separated from its exegesis. "In
its experiential depth, a theophanic event is a turbulence in reality.
The thinker who has become engulfed
by it must try to rise, like the Aeschylean diver, from the depth to
the surface of exegesis" (252). Once
the thinker is raised from the depth, exegesis commences, but this is open to
bias and derailment. Even if the
exegete remains faithful to the metaleptic nature of the event, the
symbolization may still "degenerate" into a nominalist definition and "the
dissociation of paradox into a quarrel about definitional fixtures which cut
loose from their experiential basis cannot be brushed aside as a harmless
entertainment for mediocre thinkers" (253).
Though Badiou too emphasizes the experiential basis of the event, he
has abstracted the content of the event and the metaleptic nature of reality.
He would most likely be a classic case of an egophanic revolt against
the structure of reality who searches for a "man-made" revolution.
As Voegelin argues, once the definitions are un-hitched from the
theophanic event the thinkers "are in search of a turbulence that will
supply them with the meaning they lost when they cut loose from the theophanic
event; and they find this source of meaning in the man-made turbulence of a
revolution" (253).
Further,
against Badiou who sees a radical break between the Pauline exegesis and
Christian and Greek thought, Voegelin stresses the continuity of the Pauline
exegesis with previous symbolizations from the
The
new emphasis in Paul's vision and his personal predilections, though, open
the way for a derailment. Paul,
who has further differentiated the divine movement toward man, "does not
concentrate on the structure of reality that becomes luminous through the
noetic theophany, as the philosophers do, but on the divine irruption which
constitutes the new existential consciousness" (246).
Such a differentiation has the potential to upset the precarious
postulate of balance, and Paul is seized by "the anticipation of a state of
perfection" (247). He goes so
far as to dwell on the apocalyptic vision of man's immortality.
Paul writes, "we shall not sleep, but we shall all be changed, in a
moment, in the twinkling of an eye, at the last trumpet.
For the trumpet will sound, and the dead will be raised imperishable,
and we (who have not yet died) shall be changed" (241, quoting I Cor. 15).
Thus,
where Badiou sees Paul as breaking new ground, Voegelin sees Paul's exegesis
of the event as a potential derailment. But
on the other hand, Voegelin sees Paul's vision and symbolization constitute
a further unfolding of both Jewish law and Greek philosophy while Badiou's
Paul breaks with both creating a third alternative.
Badiou will embrace Paul's antiphilosophy, indeed it is requisite "since
the event that he takes to identify the real is not real (because the
resurrection is a fable), he is able to do so only by abolishing philosophy"
(58). Their interpretation of Paul's
attempt to communicate in the language of the philosophers at the Areopagus
starkly manifests this difference. For Voegelin Paul's failure to
communicate his vision shows Paul's weakness in articulating the truth of
the event, while for Badiou the encounter shows a weakness of philosophy.
Paul's vision "is not a proposition capable of being supported by a
philosophia. That essence of all
this is that a subjective upsurge cannot be given as the rhetorical
construction of a personal adjustment to the laws of the universe or nature"
(28).
These
differences reveal fundamental differences between Voegelin and Badiou on the
content of the event. For
Voegelin, the event has a structure and a direction.
As such, it is possible to be unfaithful to the event. For Badiou,
although it is possible to be unfaithful to the production of truth following
an event, it is an open question as to whether one can be unfaithful to the
event itself. Since the event
lacks a specific content, fidelity is reduced to a faith in the subject to
maintain its diagonal position to accepted truths.
To
summarize, for Badiou, Paul represents a much more radical irruption than
Voegelin's Paul. For Badiou,
Paul represents the epitome of "no but" thinking, while for Voegelin,
it would be "yes and". For
Voegelin, Paul is a continuation of a series of theophanic events, one that is
made more luminous to consciousness. Even
Paul's apocalyptic tendency provides an important lesson about the mystery
of reality.
Here,
we have Voegelin's most important insights into the structure of history as
articulated in The Ecumenic Age and afterwards. Voegelin
came to see his project of tracing a more or less linear treatment of history
as in the first three volumes of Order and History was inadequate to
the evidence presented before him. In The Ecumenic Age, Voegelin
continues to hold that history has a structure and a direction, but "the
directional movement in reality has the character of a mystery indeed"
(239). This mystery is due to the
metaleptic nature of both reality and history.
Humans experience themselves in the Metaxy, a structure of
participation between the apeiron and the nous, with a direction toward
immortality that can never be achieved. History
is experienced as a similar structure. "When
the paradox of reality becomes luminous to itself in consciousness, it creates
the paradox of a history in suspense between the Ananke of the cosmos and the
freedom of eschatological movement" (258).
History has a structure that moves "beyond itself" without being
completed. For Plato and Aristotle
the "accent falls on the cognition of structure and, in the Pauline case,
on the exodus from structure" (258). These
experiences are not contradictory, but are part of the same reality "that
moves beyond its structure." History as a structure that tends beyond itself
is constituted by theophanic events, it is not the site of theophanies. "The
theophanic events do not occur in
history; they constitute history together with its meaning. . . . As a
consequence, history' in the sense of an area in reality in which the
insight into the meaning of existence advances is the history of
theophany" (Voegelin 1974, 252, emphasis added).
This
structure of history leads to Voegelin's sense of universality or more
accurately, community. The
continuity of experience in the Metaxy and the concomitant continuity in
history amid theophanic events leads to shared experiences for those able to
maintain the postulate of balance through nous.
Voegelin writes, "without prejudice to the existentially ordering
force of pneuma, the life in community is governed by nous" (245, Cf.
Voegelin 1957: "The Logos is what men have in comment and when they are in
agreement with regard to the Logos [homologia] then they are truly in
community" [232]), but recall that Voegelin following Aristotle holds that
nous has a divine element. The
structure of reality/history as it is known through nous, serves to constrain
or orient the subject in relation to the events and, as I will discuss below,
provides a ground for Voegelin to make ethical claims.
For
Badiou the content of the event is relegated to a secondary status, and for
Voegelin the event has a structure, but no determinate content.
For each, the key is how the truth process is manifest in history.
For
Jean-Luc
Marion's project might be best summarized as an attempt to establish
phenomenology as first philosophy without falling into an onto-theo-logical
metaphysics.
"Every
originarily giving intuition is a source of right for knowledge, that
everything that offers itself originarily to us in intuition' is to be
taken simply as it gives itself, but also only within the boundaries in which
it gives itself there" (p. 184 of BG).
In
opposition to such poor phenomena,
By
exceeding the first three modalities, saturated phenomena "put into the
question the ordinary sense of horizon; the last, the transcendental sense of
the I" (199). More specifically,
quantity is understood by Kant as the sum of the parts of the phenomenon, that
is the quanta of the phenomenon will add up to a commensurable quantity.
But, the saturated phenomenon cannot be glimpsed in its entirety "since
the saturating intuition surpasses limitlessly the sum of the parts by
continually adding to them" (200). Such
a phenomenon functions as a cubist painting where "the objects that are
supposedly the most simple violin on a stool, with newspaper and vase--in
fact always give more to see, and form afar, more than we can think" (201).
For
Revelation,
because it appears as event, idol, flesh, and icon saturates all
previous saturated phenomena and thus is a second-degree saturated phenomena
and the "paradigm" of such second-degree saturated phenomena is the
appearance of Christ as told through the synoptic gospels.
Christ, as he appears in the gospels, is an event that was totally
unforeseeable, the appearance is unbearable according to quality, overwhelms
any possible relation, and is irregardable in terms of modality.
Faced
with such phenomena, the subject can no longer be described as merely a
transcendental I or even by the resoluteness of Dasein, but should be
described first and foremost in the dative as the receiver par excellence.
To receive "means nothing less than to accomplish givenness by
transforming it into manifestation, by according what gives itself that it
show itself on its own basis" (p. 264).
Here
Human
Rights and the Event
Heidegger's
thought and the ensuing phenomenologies (hermeneutics) of the event have, in
the very least, deconstructed the autonomous subject, shown knowledge to be
historically determined, and revived the temporal dimension of being. In a
future work I will more fully develop the positive aspects of their thought in
relation to human rights. In other
words, what does it mean for the subject to be infinitely responsible (perhaps
as a witness) to the individuated Other (and other saturated phenomena) and
how can such a radically responsibility to a call be universalized without
minimizing the irruption of the event? Here
I will briefly discuss Badiou's critique of the current human rights regimes
and then I will discuss how Voegelin's, Marion's, and even Badiou's,
thought provide some directions for moving past these critiques.
Badiou
claims that the current ideology of human rights is an unfortunate return to
an "image of Kant" that overemphasizes pity for the suffering of the
individual Other over affirmative human projects.
Badiou begins "in the face of crimes, terrible crimes, we should
think and act according to concrete political Truths, rather than be guided by
the stereotypes of any sort of morality" (Badiou 2001/2).
And some concrete truths, such as the truth of widespread poverty, are
painfully obvious to "the whole world."
He writes, "How long can we accept the fact that what is needed for
running water, schools, hospitals, and food enough for all humanity is a sum
that correspond to the amount spent by wealthy Western countries on perfume in
a year" (Badiou 2001/2). Instead
of focusing on affirmative projects that would affirm the humanity of the
vastly underprivileged, the Western world has created a human rights discourse
that only "kicks in" once a human is reduced to a victim and thus reduces
the other to his or her animality. These
victims then lack any agency, and must be saved by a self-satisfied Western
power, whose role in the very political situation that caused the suffering
thus eludes scrutiny. Instead,
Badiou calls for rights that privilege the immortality of man, in that Man is
"immortal at the instant in which he affirms himself as a someone who runs
counter to the temptation of wanting-to-be-an-animal to which circumstances
may expose him" (Badiou 2001, 12). By
maintaining that rights only relate to a negative role of the state, all
positive political projects are "stigmatized as utopia runs, we are told
into totalitarian nightmare" (Badiou 2001, 13).
For example, the singular universality of
Finally,
Badiou claims that the current human rights ideology disregards concrete,
singular situations. Here, Badiou
sounds a great deal like the medical anthropologist Paul Farmer.
Doctors before treating patients are told to check for residency papers
and immigration cards, or in Farmer's world, they are told to use medicine
appropriate for the conditions, which has become shorthand for not wasting
high-tech medicines on the poor. Badiou
writes, with Farmer-like fervor "if he [a doctor] is to be prevented from
giving treatment because of the State budget, because of death rates or laws
governing immigration, then let them send for the police!
Even so, his strict Hippocratic duty would oblige him to resist them,
with force if necessary. For to
be faithful to this situation means: to treat it right to the limit of the
possible. Or, if you prefer: to
draw form this situation, to the greatest possible extent, the affirmative
humanity that it contains. Or
again: to try to be the immortal of this situation" (Badiou 2001, 15).
Thus, Badiou concludes that a rights of man, must be based upon "affirmative
thought, "our boundary-breaking treatment of possibilities", and "singular
situations" (Badiou 2001, 16).
Badiou and
Voegelin on the Truth of Rights
Here
I find Voegelin's discussion of the "right by nature" in Aristotle to be
quite helpful in augmenting Badiou's thought by finding a changeable but
universalizable ethics that is derived from a subjective event.
For Voegelin, previous theories of natural law from the Stoa forward
have separated the symbol of natural law from its experiential foundations and
thus they have
hypostatized natural law into an "object" that is used to claim
universal and eternal norms of conduct. To
counter this tendency, Voegelin attempts to retrieve the experiential origins
of the Aristotelian symbol "right by nature."
In so doing, he re-discovers an ethics grounded in individual
experience that is both transcendent and immanent. First,
Aristotle claims that, unlike popular opinion, there is a justice by nature,
which "has the same force everywhere and does not depend on what we
regard or do not regard as just."
However, Aristotle seems to quickly contradict himself when he writes that
justice by nature is changeable (kineton), "in our world, although
there is such a thing as natural justice, all rules of justice are variable (kineton)"
(Aristotle,
Nicomachean Ethics, 1134 b18, 1134 b20.).
Since
Aristotle's physei dikaion only refers to the ideal polis, the one that
is right by nature, Voegelin writes, "there can be no natural law
conceived as an eternal, immutable, universally valid normativity confronting
the changeable positive law. This
is so because the justice of the polis, its nomos, insofar it
constitutes the rule of law among men free and equal, is itself right by
nature."
(Voegelin,
1978
58-9.)
Aristotle's
continues with what might be a surprising claim to many, that concrete actions
"possess a higher degree of truth" than universal principles.
In this context, Voegelin introduces his phrase, "the ontology of
ethics."
At first glance, it seems that an ethics based on concrete facts and
not grounded on some sort of ultimate "being" is precisely not
ontological. Nonetheless, Voegelin
can write of an ontology of ethics because ethics is based on an individual
person's participation in concrete existence.
Ethics is not known in the abstract, but in concrete action, but only
through the
concrete action of the spoudaios, who is the person who participates in
the Metaxy, with his or her soul ordered by the transcendent.
These
political insights again are not universal rules but rather they are the
insights of the individual conscious of the hierarchy of being, including its
place in the metaxy. (Voegelin 1978b, 211).
These
insights are not even societal truths; rather they are discovered in the realm
of individual people responding to the transcendent.
So, in any type of society the best that can be hoped for is a small
group of free and equal mature men (spoudaioi)
who will be the politically dominant group.
This group will best "actualize
the ethical
and dianoetic excellences in their persons."
This group will be bound by philia, in the specific sense of an existential
virtue, that only spoudaioi are capable of possessing.
A person cannot participate in philia unless he or she is in agreement
with themselves and this agreement is a proper ordering of the self toward the
divine nous.
The
crucial point here though is that Voegelin, in opposition to almost all
current thinking on rights, is positing a truth of rights that could be
universal, changeable, and rooted in the experience of an event.
Such rights should not be separated from their origin in an experience
and its symbolization. This
approach would belie recent hypostatizations of rights discourses such as
Alisdair MacIntyre's deriding of inalienable rights as fiction. MacIntyre
writes "there are no such rights, and belief in them is one with belief in
witches and unicorns" (1984, 69). Voegelin
would counter that rights are not "things" that require belief--they have
no truth outside of the event or the encounter.
But,
what exactly is this encounter? In
Badiou's work it is what leads to a truth production, for Voegelin, it
reveals an order, but this does not move us much beyond an embrace of negative
rights. Could saturated phenomena
and response to a call be fruitfully stretched to encourage new directions in
rights discourses? An obvious
direction would be as an extension of Levinas', Derrida's, and Dussel's
call for an asymmetrical and concrete responsibility for the radically Other.
These thinkers too describe an encounter with the Other that resists
intentionality and thematizations. In
Levinas' words, "we come upon events that cannot be described as noeses
aiming at noemata, nor as active interventions realizing projects, nor, of
course, as physical forces being discharges into masses.
They are conjectures in being for which perhaps the term drama'
would be most suitable" (Levinas 1969, 28n.2).
Dussel, will concretize this encounter and its ensuing call:
"victims appear before us: someone is begging, someone is injured
beside the road, a street kid is cleaning our car, we encounter a victim of
repression, we meet a woman who has been brutally beaten, we speak with a
student unfairly treated by the teacher. The
victim is another whose accusing presence we can no longer shake off'
when it comes to our obligation to do something' for that person" (Dussel,
1999, 127). Doesn't
More
interestingly might be a consideration of other experiences that may follow
the structure of the saturated phenomenon.
Wouldn't the experience of the Holocaust count as a saturated
phenomenon par excellence?
One thinks of Felix Frankfurter's famous response in 1942 to the
depictions told by Jan Karski, the Polish agent who has infiltrated the camp
at Belzec and the
Conclusion:
The Abstraction of the Event and the Other
It
could be argued that by emphasizing faithfulness to the original event
whatever the event Badiou has reduced the event to one of an infinites series
of multiples, thus abstracting the concreteness or content-specific nature of
the event.
Here,
another type of thought may be needed--a thought that evinces fidelity not to
the production of truth following the event, but to the encounter with the
saturated phenomenon par excellence. Enrique
Dussel seems to point to such a thought with his analectics that "begins
from the Other as free, as one beyond the system of totality; which beings,
then, from the Other's word, from the revelation of the Other, and which,
trusting in the Other's word, labors, works, serves, and creates" (quoted
in Dallmayr 2004, 114). The next
chapter' of this project will explore recent phenomenologies of the Other
and witnessing in relation to recent phenomenologies of rights with an eye
toward describing concrete universalisms that resist abstraction.
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[1] Here I eschew several recent controversies in Heideggerian scholarship, i.e., whether and where there was a turn or reversal (Kehre) in his thought and the haggling over translations of such key terms as Ereignis and even Dasein (see Sheehan 2001).
