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Eric Voegelin Society Meeting 2000
Copyright 2000 Jene M. Porter
One brief introductory confession is in order to explain my
perspective. While in graduate school in another discipline, I read the New
Science of Politics and the first three volumes of Order and History. Indeed,
they were the principal reasons for shifting after the MA to political science.
However, I quit following the literature on Voegelin after graduate school
because it appeared to me that he was being used as part of an academic
ideological skirmish. I later found that this irritated him immeasurably. Some
years later I was given the fourth volume to read while on sabbatical; it was an
exciting experience. Bill Havard then told me to read the more recent articles.
I was hooked again.
One of the reasons I was struck by the last stage in
Voegelin's philosophical evolution was that there now seemed the possibility for
open discussions with other thinkers. It seemed to me then, and now, that a
discussion on the foundations of political science will not progress very far
through a ritualistic chanting, for example, of "philosophical
anthropology" and "ontology." Regrettably, such phrases only
persuade the persuaded. My own area of interest was a branch of analytical
philosophy, and I thought that I could see an extraordinary opportunity for a
true discussion and perhaps some improvement in shoring up the foundations of
political science through Voegelin's philosophy of consciousness. Since a full
discussion by Professor Cooper of this final stage in Voegelin philosophic
developments will occur in the second volume of Cooper's study, our panel will
have to be reconvened. Given the quality of the first volume, we are in for
another treat.
Let me begin with an old joke and an observation. First the
joke: In a large dark warehouse, a man is slowly walking around a floor lamp. At
the other end of the warehouse, another man enter, sees the fellow and shouts:
"What are you doing?" The answer back: "I am looking for
something." The fellow shouts back: "Is that where you lost it?"
"Don't know," replies the other man, "but it is where the light
is." Second,, the observation. Every year I offer my students a bottle of
French champagne if they can find one article in the APSR, the Journal
of Politics, Polity, Political Studies, the Australian Journal of
Political Science, etc., that even hints at the possibility of a collapse of
the USSR. The lamentable truth is that there are such articles in poetry
journals, history journals, and yea verily, sociology journals. The articles on
the USSR in traditional political science journals discuss the usual array of
topics about institutions and processes: bureaucracy, voting, provincial and
central government relationships, decisionmakers, stake-holders, etc. The
connection between the old joke and this observation - to belabour the obvious -
it that the lamp of political science, i.e.,
The barebones of political reality are these: 1. Homo sapiens
live in groups; 2. Decisions have to be made for their continuing existence; 3.
Those decisions are made often without complete information or where complete
information is not even possible, and, as a consequence, a group of
decision-makers is set aside for this task; 4. These decisions are implemented
often by force over other homo sapiens - let us not forget that we are one of
those species whose members routinely kill one another; 5. A process of
persuasion - usually institutionalized - is used to persuade the group that the
decisions are to be followed. Finally, these five key features of political
reality are embedded in an historically dynamic field: thus, as has happened in
the past, various dimensions of political reality may shift requiring yet again
new approaches. I suspect that the fifth feature in political reality - a
process of persuasion - will be the point where Voegelin's contribution will be
the most noticeable and valuable.
There are real shifts that have occurred in political
reality: city-states, to empire, to nation-states, to global alliances and
institutions, both public and private. There are also various recognizable
shifts, big and small, often noted in the history of political philosophy:
pre-Socratics to Plato and Aristotle; Plato-Aristotle to the Renaissance and
Modernity; Modernity to what? "What" is indeed the question. In the
twentieth century there have been detectable shifts in political reality, both
in actual institutions and processes and in political philosophy. The paper is
structured to illustrate those shifts and to show Voegelin's potential
contributions. Section One very briefly examines Plato's and Aristotle's
original views of political philosophy and science; Section Two outlines the
dramatic transition to modernity and contemporary political science; Section
Three will delineate the shifts in modernity, both politically and
philosophically; Section Four ventures to describe Voegelin's contributions to
the foundations of political science; finally, Section Five will conclude with
an evaluation and some points of criticisms.
I. Authority - Plato and Aristotle
The questions of legitimacy and sovereignty, which dominate
modem concerns, are for Plato and Aristotle almost always subsumed by the
overwhelming importance they place on authority. That there was a
question of authority - and indeed a special kind of authority - was their
discovery, and it set their agenda. It is understandable for students within
modernity to be puzzled and to ask practical and "real" political
questions about how the Republic comes into existence; who votes; what is the
institutional framework; and so on. For Plato and Aristotle reaching some
understanding on the nature of authority, on the other hand, was the
means for studying political institutions and political processes. A graph of
their political science would show a true foundation:
LEGITIMACY:GOVERNMENT PERSUADES AND PEOPLE ACCREDIT Persuades
Accredit People Source of
Authority Aristotle
describes the myriad kinds of oligarchies and democracies - which bore students
to distraction - from the standpoint of how authority can be implemented and
nourished given this type of society, with this type of dominant character, and
with this kind of economic system, etc. Institutions and processes were
decidedly of secondary importance to Plato and Aristotle. It would strike them
as plain stupid to use a discussion of institutions and processes as a way of
addressing questions of authority. That would be upside-down and backwards. They
would be puzzled if not contemptuous, as is Voegelin, of modem political science
since Hobbes. First, the new science provides an essential break with the
medieval world. Descartes and Hobbes came to be founders of liberal rationalism,
and Locke joins them as a founder. They were all well aware that a revolutionary
shift had occurred. Two features were particularly significant: the reductive
model and the search for certainty. Knowledge was achieved by reducing
complex matters to their constituting parts. The reductive model is central to
the new natural and social sciences, to use modem terminology. The new methods,
whether they emphasized the rational approach of Descartes and Hobbes or the
observation and experiment approach of Locke, were designed to provide
"real" knowledge, and this new science with its knowledge was
gleefully contrasted with the so-called "science" of Aristotle and the
schoolmen.1
Second, through the new science, its methods, and the resulting knowledge, our reason frees us from the bonds of the past and of custom so that we can both
understand better nature, society and ourselves and exercise a far greater
control and even mastery over nature, society, and ourselves. An extraordinary mood of
confidence and power permeates the works of Descartes, Hobbes, and Locke. We can shape and control the future. Recall the famous boast of Descartes that we
can "make ourselves, as it were, the lords and masters of nature. "2
Hobbes introduction to the Leviathan reflects this mood: human knowledge and
power are parallel with God's. Locke, less dramatically perhaps, also has the same
extraordinarily confident attitude toward the future, once we apply the new epistemology and its methods: "We are
born with faculties and powers capable almost of any thing, such at least as would carry us farther than can easily be
imagined: but it is only the exercise of those powers."3 which gives us ability
and skill in any thing, and leads us towards perfection." With these faculties
and power, claims Locke in the Essay, we can advance "Man's
Progress" and attain a Descartes', Hobbes's, and Locke's confident claims about
attaining "real" knowledge through the new science - whether the
stress is on geometry, logic, or experiment and observation - applies to human
nature as well as to society and physical reality. Both Hobbes and Locke, we
should remember, advocate a true science of morality. Locke concludes his
recommendation on educating the young with these words: "Teach him to get a
Mastery over his Inclinations, and submit his Appetite to Reason."5
There is a possible
control and mastery over ourselves far greater than that sought by the early Calvinist and
Puritan theologians with their schemes of self-imposed rules and regulations for
a righteous life. 2 Discourse
on Method, Part 6, in The Philosophical Writings of Descartes, 3
Vols., trans. John Cottingham, Robert Stoothoff, and Dugald Murdoch (Cambridge:
Cambridge University Press, 1985), Vol. I, p. 143.
3 The Conduct of Understanding,
section 4 in The
Locke Reader, ed. John W. Yolton (Cambridge: Cambridge University Press,
1977), pp. 173-74.
4 Bk.
IV, xii, 12. Fourth, the autonomous individual becomes the focus for
creating a political system and for evaluating its claim to legitimacy, and the
epistemologies of Hobbes and Locke support the model of the autonomous and free
individual. It is the individual's own capacities that provide knowledge. In
fact, one must not rely upon the authority of the Church, state, or tradition.
Thus, there is an epistemic autonomy supporting political autonomy for the
individual. Hobbes's Leviathan is replete with witty and snide comments
aimed at debunking the authorities of his time and emphasizing that each person
can rely on his or her own capacity to reason. Locke, although more judicious
with his comments, does the same. In the Essay, Locke calls on humans to
think for themselves and employ their own reason. 6 With revolutionary
fervour he calls for an individual."7
It is not surprising to
find political science - increasingly as modernity gained momentum - turning to questions of the institutions and processes that would
guarantee legitimacy. I should add that the debate between rights and
utilitarian liberalism is within this common framework. Even Rousseau and Marx,
who break with liberalism, share much of modernity's agenda. The shift from
ancients to modems could be characterized as one in which the great question
becomes finding the proper institutions and processes. The matter of authority
would be solved as a consequence. In a reversal of the earlier period, authority
has now been subsumed by legitimacy and sovereignty. Indeed, the graph should
now be turned upside down. III. Shift in Modernity
In addition to philosophical signs of shifts, there are also
signs politically of a major shift. Let me give two brief illustrations of
changes in political reality, seldom noted in political science and then only
vaguely alluded to. First, political participation is normally explained in
textbooks by examining political parties and voter registration and turnouts.
That is where the lamp is! Woe and lamentations are the normal conclusions when
the figures are produced. Yet the most striking feature of the last half of the
twentieth century in large democracies has been the extraordinary growth in
political activity by citizens. Far more people are now involved in political
activity in a generic sense, than ever before in democratic history. It
is just that the activity is not within parties nor can it be seen in voter's
statistics. Wrong lamp in the wrong place! Remember the warehouse! Citizens are
organized in functional and causal groups with their own financial support and
newspapers. Moreover, for good or ill, this part of the political process is
effective in public policy formation and in legitimizing a political system.
A second illustration: if you ask students in Canada -
including upper division ones - to list major public policies inaugurated over
the last decade or so, they would list NAFTA, Grain Stabilization, GST,
Charlottetown, Meech Lake, non-smoking regulations and practices, environmental
policies, gun control. However, the average student has only the vaguest idea of
how these policies were created and who were the chief political actors. Some
will note that MPs are no longer important. Ironically, they know most about the
ones that failed - Charlottetown and Meech Lake. The very institutions and
processes that they are most accustomed to studying were the ones that were
strikingly out of touch. But that is where the lamp was so that is what they
know.
A shift has occurred, in short, in the dynamic field of
political reality requiring new concepts and approaches. While it is true that
the traditional institutions and processes of government are more than just the
final bestowers of an imprimatur, nevertheless, they have become less and
less the channels, the expressions, and legitimizers for political reality.
Are political scientists as out of touch with the new
dimensions of political reality within Western political systems as they were
with the new political dimensions which culminated in the collapse of the USSR?
Some political scientists are, and they remain very comfortable with the old
lamp.
IV. Voegelin's Contribution
Professor Cooper states: "The primary political problem
for the political science of Schelling and of Voegelin is not the internal
organization of the regime but the relation of the power-state to the community
substance."11 For Voegelin, Cooper concludes, "the foundations of
modem political science ... are constituted by related complex of
materials." These are the great thinkers and "the configurations of
empirical political history." 12 Specifically, the great
thinkers provide the path for understanding philosophic anthropology, sources of
authority and, more broadly, the spiritual dimension. It is in this first
complex of materials that meaning and significance are found. The second complex
of materials, empirical political history, introduces for study the nation-state
and democracy. I will look at each of these two "complex of materials"
to see what Voegelin can contribute.
It is with respect to the first complex of materials where
Voegelin's contribution is clearly the more profound. To reiterate, the
contribution requires working in concert with others. Philosophic Lone Rangers
will not work, even if nurtured by tenure, grants, and separate institutions.
Indeed, such infrastructure support for a philosophic approach can actually
hinder the possibility of a contribution by unwittingly building a walled and
self-contained city of philosophy.
The great thinkers who provide the entrance to philosophic
anthropology and the spiritual dimension have often been ignored or dismissed in
modernity. In part, this is a consequence of the epistemological features of
modernity discussed in Section Three. Voegelin, along with many others, has
written extensively about the transition to modernity. By showing the
inadequacies of the epistemological presuppositions in modernity, it becomes
possible to reintroduce the great thinkers of the past and the spiritual
dimension. In this regard, I propose to compare, briefly, Charles Taylor and
Voegelin to illustrate the potential for philosophic kinship. 13
Both
Voegelin and Taylor are acutely aware of the transition to modernity and indeed
have made contributions to understanding this transition. Their resulting common
critical assessment of modernity is worth some reflection. I will later
criticize Voegelin's argument in some respects. At this point I want merely to
explore three areas of similarity between Voegelin's and Taylor's analyses:
first, the epistemological and methodological constraints they perceived in
modernity - to which I will devote some attention; second, the renewal of
interest in the history of philosophy exemplified by their thought - which I
will only briefly discuss; and third, the recognition of transcendence and
consciousness in their philosophies - which may well provide the most fruitful
area for identifying a philosophic kinship between Voegelin and Taylor.
Taylor summarizes four key principles of
"scientific" or naturalistic study which are "obstacles" to
an adequate study of the self and to philosophical enquiry: 2.The object is what it
is independent of any descriptions or interpretations
offered of it by any subjects.
This theory of experience has turned out to be an
embarrassment for everyone, and in recent times this same basic objectivist
orientation rather expresses itself in the perspective of a reductive
explanation of human action and experience in physiological and ultimately in
physical and chemical terms. In this way we shall be able to treat man, like
everything else, as an object among other objects, characterizing him purely in
terms of properties which are independent of his experience - in this case, his
selfexperience; and treat the lived experience of, for example, sensation as
epiphenomenom, or perhaps as a misdescription of what is really a brain-state. 15
The
above four statements characterizing the scientific approach, in short, are
inappropriate for the human sciences. 16
(Polanyi and others
would also argue that these features have become inappropriate for the natural
sciences.) Taylor disputes each of these four features. Humans cannot be studied
as "absolute" objects independent of a person's self-interpretation:
"What I am as a self, my identity, is essentially defined by the way things
have significance for me." As Taylor further states: "We are not
selves in the way that we are organisms, or we don't have selves in the way we
have hearts and livers."17 Not only is a study of human self not identical
with a study of a chair but the language required for the study works
differently in two respects. Language cannot ever fully capture in an explicit
description a self, and such language is not independent of a language
community.
The language we have come to accept articulates the issues of
the good for us. But we cannot have fully articulated what we are taking as
given, what we are simply counting with, in using this language....But
articulation can by its very nature never be completed. We clarify one language
with another, which in turn can be further unpacked, and so on. Wittgenstein has
made this point familiar.
My self-definition is understood as an answer to the question
Who am 1. And this question finds its original sense in the interchange of
speakers. I define who I am by defining where I speak from, in the family tree,
in social space, in the geography of social statuses and functions, in my
intimate relations to the ones I love, and also crucially in the space of moral
and spiritual orientation within which my most important defining relations are
lived out.18
This
picture of the "obstacles" to an adequate study of the self and to
philosophical enquiry in general is consistent with Voegelin's critique of
scientism. Voegelin's language differs from Taylor's but substantively there is
little difference between their arguments. To recall briefly Voegelin's
argument: the mathematized sciences have become the model for all realms of
study; what cannot be placed within the confines of this model is held to be
irrelevant or illusory; reality becomes defined by the axioms of mathematized
science; and so on. Both would agree that it is necessary to clear away these
epistemological constraints or obstacles for philosophy to flourish. Voegelin
would surely agree with Taylor's call for the "retrieval of the lived
experience or creative activity underlying our awareness of the world, which
[has] been occluded or denatures bu the regnant mechanistic construal."19
As a concomitant of the clearing away of the epistemology of modernity Taylor has developed - in the footsteps of Wittgenstein and
others - a philosophy of language similar to Voegelin's. We have seen that for
Taylor humans are in part constituted by language through our
self-interpretations and that these self-interpretations are inescapably part of
our language community. It is vital to note that Taylor explicitly criticizes
those who stop at this point. His criticism of Habermas, as one instance, is
precisely because of Habermas's failure to go beyond the social exchange in
language. Habermas treats language as if an exposing of its internal structure
were sufficient. In contrast, Taylor argues that a striking feature of language
is its transcendental dimension. This can be seen in the remarkable capacity
humans have of exercising reflective detachment and independence, which Taylor
sees (but Habermas, for instance, does not) as an inherent feature of our
language. Socrates, the prophets, and psalmists "stood out against the
almost unanimous obloquy of their communities." As Taylor further explains:
"They are still in a web, but the one they define themselves by is no
longer the given historical community. It is the saving remnant, or the community
of like-minded souls, or the company of philosophers, or the small group of wise
men in the mass of fools, as the Stoics saw it, or the close circle of friends
that played such a role in Epicurean thought."20
18 Taylor,
Sources, 34-5.
The transcendental dimension is also detectable in the
theistic grounding of the goods humans seek. What Habermas and others do not
accredit is "the search for moral sources outside the subject through
languages which resonate within him or her,, the grasping of an order
which is inescapably indexed to a personal vision ."21 There is always
"the danger of a regression to subjectivism," he add, but with
integrity the task is possible.
That description and experience are bound together in this constitutive relation
admits of casual influence in both directions: it can sometimes allow us to
alter experience by coming to fresh insight; but more fumdamentally it
circumscribes insight through the deeply embedded shape of experience for US.22
The need for a renewal of the history of philosophy is a
second area of similarity between Voegelin and Taylor. With the critical
destruction of the epistemological and methodological "obstacles" of
modernity, both the philosophy of history and the history of philosophy become
pertinent again. After all, the history of science is of little value to a
practicing chemist, except in the idiosyncratic senses of satisfying an
archaeological interest or of providing an emblematic identity of being on the
side of the enlightenment against the forces of darkness. Similarly, logical
positivism had an identical effect: the history of philosophy might be of an archaeological interest but not of
much importance otherwise, and its emblematic identity was best shed. With the
break in philosophy mainly engineered by Wittgenstein, however, logical
positivism and its variants have lost their persuasive power.
21 Taylor,
Sources, 5 10.
Voegelin's position on the philosophy of history and the
history of philosophy is too well known to need summarizing, but let me briefly
note some of Taylor's contributions. Taylor has revisited the historical figures
in philosophy, i.e. Voegelin's great thinkers, not only to achieve some
perspicuity about our own time but to understand better the traditional topics
in political philosophy.
Taylor's approach is clearly not a "philosophy of
history" in any traditional textbook sense. He does not present a
reductionist model whether it has economics or sociobiology as its base; nor
does he describe history as a script in a conversation among philosophers. The
very idea of history's having an intelligible historical pattern with a
directional momentum is as alien to him as it is to the Voegelin of volume IV.
What would be common between Taylor and Voegelin is the view that philosophy
cannot fully articulate and grasp "the moral horizon" for humanity.
Where Voegelin uses "symbol-concept" to show the openness of language
and the quest for understanding and meaning, Taylor uses
"designative-expressive." Michael P. Morrissey has succinctly states
Voegelin's view
of the philosopher's purpose as follows: "The therapeutic recovery of the
engendering experiences, made transparent by the meditative exegesis of their
symbols in their original emergence, must become the critical task of philosophy
today."26 This
captures, I believe, Taylor's efforts in writing The Sources of the Self and
his view of the task for contemporary philosophy.
24 Taylor,
Sources, 3, 14,15, 21. All of this is not to deny that Taylor's interpretation
of Hegel or of Plato, as examples, will differ with Voegelin. A comparison would
be fruitful.
25 Cooper,
327.
Yet, there are many places where Voegelin's and Taylor's
thought coincide. To the ear of Voegelinians, Taylor's formulations may at first
seem odd - although no odder, I assure you, than Voegelin sounds to Taylor. For
example, Taylor has described his search as "the exploration of order
through personal resonance."27 It would be as
inaccurate to call this subjective as it would to so label Voegelin's search.
The inward turn is necessary for many reasons: one cannot find solace in some
intelligible pattern of history nor in some other "touchable" external
source. As Taylor explains his position:
We are now in an age in which a publicly accessible cosmic
order of meanings is an impossibility. The only way we can explore the order in
which we are set with an aim to defining moral sources is through this part of
personal resonance. This is true not only of epiphanic art but of other efforts,
in philosophy, in criticism, which attempt the same search....1 have throughout
sought language to clarify the issues, and I have found this in images of
profound personal resonance like 'epiphany,' 6moral sources,1 'disengagement,'
'empowering,' and others. 28
Without use of such
Voegelinian categories as the beginning and beyond,
Taylor's careful and sensitive description is clearly similar in nature to
Voegelin's position. Listen to Voegelin's extraordinary interpretation of
Genesis:
Not to belabour the point, but in both positions
consciousness is the locus; reality is not a plurality of objects; languages
does not work as a mirror or a labeling device; and, most importantly, there is
a depth to which we respond without being able either to control it or to fully
articulate it.31
It is more difficult with the second complex of materials -
empirical political history, its institutions and processes - to find allies
with whom Voegelin can join. Voegelin's writings on totalitarianism might be
cited as one area where there are clear allies, and his own contribution has
been original and significant. But even here it is less the institutions and
processes that he has examined than it is the experiential origins, the meaning, and
significance for Western civilization. It has been his analysis of experiences
and symbols that were his concerns and that provided his insights.
29 Taylor,
Sources, 513. 31 A
fuller treatment of the relationship between analytical philosophy, Taylor, and
Voegelin can be found in Porter, "Voegelin and Analytical Philosophy,"
paper to the APSA conference, September, 1995.
There are two areas in Voegelin's thought which hinder his potential
contribution to modem political science: (A) his understanding of modernity and
(B) the philosophy of consciousness. Voegelin has of course written original and
insightful treatments of both areas, but each has a dimension which hampers his
contribution to the foundations of political science.
In discussing reason, Voegelin too quickly refers to
scientism, nominalism, phenomenalism, and the like. The weight of his discussion
is on the splitting of faith and reason and on the narrowing of the role of
reason to little more than mathematizing externalities. Voegelin's excessive, in
my view, praise of Bodin in volume V of the History is instructive. While
Copernicus' cosmogony is belittled by Bodin as having no significance, Bodin's
conception of the cosmos as a spiritual-political hierarchy is extolled by
Voegelin. 32 Both
Bodin and Voegelin are wrong, but not simply in the scientific sense that
Galileo, Kepler, and Newton eventually proved Copernicus to be right. Bodin and
Voegelin are wrong because they misconceived the nature of reason. Copernicus
argued that his theory was true about reality; it had elegance and beauty; and,
above all, its very truth meant that it could reveal more about nature. To have
a conception of reason not bound by earth echoes Plato: our home is the universe
which we inhabit through reason. (The Platonic monk, Novarum, taught his pupil
Copernicus well.) Is it any wonder that Copernicus speaks in an ecstatic voice
of his vision? Here was a discovery
that truly shook the foundations.
33Why is this not an example of an insight, of a
differentiated consciousness, of a leap in being--all phrases of Voegelin?
Reason was dramatically better understood than it had been. Locke and many
others could still feel the excitement some two centuries later. Such an
experience cannot be dismissed as simply a power-trip by anemic souls. Their
view of themselves and their relationship with reality was changed. Any
narrative of the transition to modernity must take cognizance of this
development of reason;
a philosophical anthropology must also do so. In discussing
political institutions as they have evolved in modernity, Voegelin also has to
discuss the state of political science as a discipline. With some justification,
he speaks disparagingly of the political science which arose from modernity. He
characterizes it as having three parts: an understanding of human nature that is
derived from the Renaissance; an understanding of political systems that is
composed of nation-states; an understanding of political theory as bound by the
cultural parochialism of the English-speaking world. In short, the almost
nonexistence of philosophical anthropology in this conception of political
science helps to explain the pathetic state of the discipline in the
mid-fifties. In an attempt to enrich the study of politics, Voegelin states in
many different ways that a separation of political ideas from reality is not
possible. There is an interpenetration of ideas and institutions that constitute
nations and political history. The critique of contemporary political science in
The New Science of Politics is well known as is his criticism of the
substanceless Oxford political philosophers. He is justified to criticize the
"nominalistic taxonomies" purporting to be scientific studies of
political reality.
32
Cooper,
244.
All
of these views of Voegelin's on contemporary political science and his criticism
of the English "great thinkers" will no doubt strike many as quite
sound. Nevertheless, for reasons I will not argue here, I believe that his views
are sufficiently skewed that he has not seen clearly three features of Western
political thought and practice, especially as found in the English speaking
world: the role of society, the nature of political activity, and the
connections with the stream of Western civilization, from the ancient Greeks to
Christendom to the present.
First, one cannot but note that there are in his comments the
continental European bemusement, if not contempt, for the non-philosophic
English world, but this has mislead Voegelin as to what English political
thinkers are actually doing and why. With the classic liberals--Hobbes, Locke,
and Mill--society is a given; it is not to be made by thinkers and governments. Even
Hobbes does not make a society. His worry is that without an indisputable place
for settling conflicts, the society will be impossible to sustain. He only wants
a minimal order, an arbitrator of conflicts; there are no positive duties
mandated by Hobbes for the Leviathan. There is, for lack of a better phrase, a
Protestant confidence that permeates the English political world. A central
government is not required to operate a church, nor is one required to operate a
society. Locke's description of the state of nature is the classic
representation of this confidence. Government alone represents neither the
nation-state nor the collective identity. The often maligned autonomous
individual of classic liberalism lives within a stable, solid, sustaining
society. In sum, Voegelin has not fully understood the meaning and significance
of the thought of the English political philosophers nor has he fully grasped
the realities of their society.
34 History,
vol. V, 91.
Third, by misunderstanding the role of society and the nature
of political activity in the English world Voegelin could not give proper credit
to their meaning and significance. The practices and traditions of the politics
found in Western liberalism and the plurality of institutions within the society
and political system embody Western civilization from the ancient Greeks through
Christendom to the present. In
addition to epistemological considerations, one other area particularly needs to
be addressed: the relationship between pragmatic political history and
Voegelin's theory of consciousness. Again, there is a tendency to use
dichotomous language where one set of categories is set off from another, just
as we saw "luminous" and "symbolic" work with respect to
"concepts "' and "empirical knowledge." It is a brilliant
insight to view history as a history of theophany and to break with volumes one
to three in Order and History. Serious questions can still be asked: How
can society embody the life of reason? What is the
relationship and how is it constituted between consciousness as luminous and
pragmatic history ?37
35
Eric Voegelin
and the Good Society, 3 1. ... like the baseless fabric of this vision,
The cloud-capp'd towers, the gorgeous palaces, The solemn temples, the great globe itself, Yea,
all which it inherit, shall dissolve. And, like this insubstantial pageant
faded, Leave not a rack behind: We are such stuff As dreams are made of, and our
little life
ERIC VOEGELIN, "COMMON SENSE" AND CENTRAL EUROPE
Copyright 2000 Martin Palous An elementary fact in the
history of thought is the emergence of philosophical schools around prominent
thinkers. The disciples of a Master strived to preserve his work for the future,
to carry through his basic intention and to continue in the implementation of
the task pursued, but unattained by him in his lifetime. Nevertheless, there is
another elementary fact in the history of thought: such schools did not last
usually more than one generation. After some time the most talented disciples
started seeing through the limitations of the standpoint from which their
teacher approached philosophical problems and realized the unattainability of
the tasks he had set for himself. At a certain moment in time they came to the
conclusion that it was not possible to continue on the road marked out by him
and that they were finding themselves at a new crossroads where they had to take
new decisions, to unveil the open questions and issues behind all the answers
the Master's philosophical "teaching" contained. By paradox, this
moment of destruction of the teacher's legacy, however, does not necessarily
mean its absolute end, its retreat from the human world and its fall into
oblivion. On the contrary, it is exactly here where we can find the key to his
potential immortality and this is the third elementary fact in the history of
thought. Only when overcome and problematized, when - to use a figure of speech
- struck from the heavens to the earth, does the philosopher gain his place in
the dialogue engaged in by great, "immortal" thinkers across the
borders of civilizations and centuries. To guess at this point of time what place in the overall
spiritual context of the now ending twentieth century will belong to Eric
Voegelin (1901-1984), whether it will be namely he who will be given the credit
for the fundamental shift in the sphere of political -thinking - as his
disciples and followers seem to believe - would in my opinion be somewhat
precipitous. At the same time, however, let it be stated that it is their merit
that the open-ended process of Voegelin's possible immortalization has started.
Voegelin is undoubtedly one of those contemporary thinkers who probably against
their will and in spite of their own warning that philosophy will not allow
itself to be closed into any systematic philosophical teaching - did create a
kind of philosophical school. During his academic career in the United States
and later in Germany Voegelin influenced decisively a significant group of
philosophers, theologians, political scientists, cultural Nevertheless, time and tide
waits for no man, first-generation Voegelinians have already reached their
"acme", and one might pose the question of the further fate of their
project. What will become with Voegelin's legacy in the long-term perspective,
from the point of view of the dialogue of mankind across the borders of
civilizations and centuries? I consider myself being definitely "Voegelin-
positive", yet I think that in this regard the right approach to his legacy
would be caution and prudent skepticism. Despite all the disciples' endeavour to
disseminate the ideas of their Master, the "Voegelinian Revolution" in
political thought, as announced in 1982 in a book of the same name by Ellis
Sandoz (footnote), one of the most prominent American followers of Voegelin and
today apparently the main guardian of the Voegelin legacy, seems yet to be
completed. It is realistic and fair to admit that Voegelin's influence on the
current political The academic environment -
and Voegelin moved around almost exclusively in that environment - was, of
course, relatively more resistant to the general decline. Reading in his
autobiographical reflections about the way in which he planned his academic
training, all the names of the people who taught him, all the places where he
studied and the different disciplines, one cannot but be amazed by all the
possibilities which were available to a young scholar, by the quality of
contemporary spiritual life, and by the criteria of university education in the
Austria of those days, a country politically and spiritually in decline.
Nevertheless, the "decline of the West" (Der Untergang des Abendlandes),
as clearly implied in Voegelin's reflection, was felt not only as a political
problem, but was becoming increasingly apparent in the intellectual milieu, too.
Maybe that is one reason why Voegelin's intellectual striving was so inseparably
linked with private seminars held within a circle of friends calling itself the Geistkreis.
The group included, for instance, Alfred Schutz, with whom Voegelin
exchanged a written discussion of Husserl's phenomenology, as well as a number
of others whom Voegelin later met again in American exile. The Geistkrejs was
nothing more than a group of young enthusiasts who discussed everything that
aroused their inquisitive minds, yet the mere existence and mission of the group
reflected the shifts occurring in the world of Austrian academia,
inconspicuously at first, but later moving slowly the centre of authentic
intellectual life into the private sphere, still free from any manipulation by
the state. For instance, Voegelin's "circle" included also Jews, for
whom the prospect of any kind of university career in Austria with its growing
anti-semitic trends was becoming unattainable - since the war not a single Jew
had been appointed to the University of Such a relation to
philosophy, and to the He of the spirit in general, apparent from his first
steps on academic soil, is quite typical for Voegelin and characterizes his
whole career as a thinker. "Why philosophize?" is a question posed in
the title of one of the chapters of Voegelin's autobiographical reflections, to
which he immediately gives a clear and direct answer: "To recapture
reality" ! (footnote) What is at stake is not therefore primarily the
acquisition of academic distinctions or status, but ourselves, our ability to
understand again what is happening around us and to us, to be able to challenge
the decline engulfing contemporary European society and with it dominant
political thinking. Voegelin thus consciously upholds the classical Socratic
tradition in philosophy - he does something quite uncommon in standard academic
striving in the field of political philosophy, yet something that evidently
brings him closer to similar Socratic thinkers of our times (including no doubt
and of course the Czech Jan Patocka). Voegelin declares clearly the basis of his
lifelong philosophical program: to regain access to classical philosophical
questions that, in the Platonic manner, ask what is "good" (agathon);
to involve philosophy in the struggle for openness of our minds (in the
Socratic endeavour to achieve unity with oneself which cannot be achieved
otherwise than by "care for the soul"); to present such an
interpretation of the human situation and to formulate such a concept of human
history that would correspond with the twentieth-century experience of mankind;
to reflect on the current state of European civilization and, especially, to
disclose the limitation and inadequacy of modem-age instrumental scientific
rationality; to examine the spiritual pathology of the gnostic political
movements active on the contemporary political scene and calling for the
liberation of man from the burden of his past, which in their consequences,
however, represent the most radical threat to human freedom. As I already said, Voegelin
received the core of his education from an impressive line of German and
Austrian professors who introduced him to the world of European learning. A
major influence in Voegelin s academic maturing was, however, his trip to the
United States in 1924-1925. As a Laura Spellman Rockefeller Fellow, Voegelin was
given his first opportunity to become acquainted with the American university
environment and compare it with his hitherto European experience. The encounter
with America became his destiny. This is where he encountered "common
sense", which "spoiled" him, according to his own words, to such
a degree that from that time onwards he was no longer able to exist
non-problematically in Central Europe and within the framework of her venerable
and cultivated philosophical traditions. Whereas the European discussion of
political and social phenomena turned round in the vicious circle of contending
philosophies and schools (mainly of neo- Kantian provenance) and de facto
neglected the increasingly gloomy contemporary political situation, the American
manner of political thinking was quite different. It did not lean primarily on
one or another philosophical school and tradition but let itself be inspired by
concrete political events, namely the foundation of the American republic, the
adoption of its Constitution, which from that time onwards became the source of
the "good He" of American citizens and whose further development and
protection Voegelin's philosophical
diagnosis of the crisis of European civilization in the twentieth century,
turned him into an open, uncompromising critique of emerging totalitarian
movements and especially of national-socialist policy. His prestige in this
respect, however, placed him at the moment of the Austrian Anschluss in
immediate jeopardy. If it was originally his conversion to Anglo-Saxon
"common sense", what made Voegelin, to quote to his own words,
"unfit for further existence in Central Europe", it was German Nazis
with their project of Thousand Years Reich, that forced him to leave Vienna and
to become an exile. In March 1938 he flees under rather dramatic circumstances
to Switzerland, and from there after a short time he departs definitely for the
United States.
Voegelin settled in the
American South, first in Alabama and then in Louisiana. For sixteen years he
taught American students at Louisiana State University in Baton Rouge. Among his
topics one can find first the course of American Government, and later also the
course of jurisprudence, which he conducted, as evidenced by Volume 27 of his
collected works (footnote), in his own, i.e. philosophical way. But more than
that: it was in this social environment that he began his extensive project
aimed at fighting the looming decline of Western civilization; where he started
to draft his version of the history of political ideas; where he began to
formulate a new, non-dogmatic philosophy of history and to analyze the
elementary problems of political order - always constituted within a concrete
society and articulated with the help of the symbolism used by this society to
express its always limited and always only partial understanding of the
fundamental relation between Man and Being.
No matter how interesting
it might be, it is not my intention to plunge now right into the depths of
Voegelinian thought. The thing is that my theme in this article is primarily not
the content, but rather the context within which Voegelin's philosophizing was
taking place: the American brand of "common sense" having its point of
departure in the American political experience. Why it was just the American
"common sense" that alienated Voegelin not only from contemporary
European politics, but also from a certain tradition of European political
thought which became dominant in the last three centuries, i.e. in the modem
period of European history? Why it was just in the United States of America - in
a democratic republic of the "New World" which took upon herself more
than once in the twentieth century the burden to stand up in defense of the
whole Western civilization against totalitarian barbarity having its origin on
the "old continent" - where Voegelin rediscovered the liberating power
of classical, i.e. pre-modem political thought?
To answer these questions,
let us look briefly at the way in which the problem of "common sense"
is approached by one of the great figures of American "Pragmatism",
William James. In his lectures of 1906-1907 (published in 1907 under the title
Pragmatism: A New Name for Some Old Ways of Thinking) (footnote) James
elaborated the following distinctions and definitions:
"In practical talk, a
man's common sense means his good judgment, his freedom from excentricity, his gumption,
to use the vernacular word, In philosophy it means something entirely
different, it means his use of certain intellectual forms or categories of
thought". (footnote) As appears from James's
writings, the fundamental philosophical question analyzed by him is the problem
of noesis, the problem of knowledge and knowing: What does it mean to
know something? What kind of relationship is established between "knower'
and "things to be known"? What ontology ("theory of being",
Aristotelian THEORIA PERI TES OUSIAS) is commensurate with the world in which
man is able to live as a rational being (animal rationale, ZOON NOUN or
LOGON ECHON)? Can the classical philosophers who for the first time formulated
the great ontological questions and discovered the fundamental ideas of our
Western thought, help us in our efforts to understand better our contemporary
situation and improve our capacity to use our own "common sense"?
According to James, there are two ways how the problem of noesis can be
approached: one is monism, which corresponds to the perennial
philosophical quest for world's unity. The other is represented by his own
pragmatic approach which adopts, on the contrary, the hypothesis of noetic
pluralism. In his lecture "The One and the Many" James says:
"The great monistic
denkmittel for a hundred years past has been the notion of the one
Knower. The many exist only as objects for his thought exist in his dream,
as it were; and as he knows them, they have one purpose, form one system, tell
one tale for him. This notion of an all enveloping noetic unity in things
is the sublimest achievement of intellectualist philosophy. (footnote) The stance of pragmatic
American philosophers must be seen as a gentle and thoughtful rejection not of
the value of Kantian arguments, which were praised highly by William James, but
of that absoluteness with which the monistic philosophy was presented. Against
the ontological hypothesis which enthrones the one Knower "conceived either
as an Absolute or as an Ultimate", the pragmatists raise "the counter
hypothesis that the widest field of knowledge When we adopt a pluralistic
view of the world, several fundamental things will change. First of all we will
lose from our sight the systematic, i.e. static conception of noesis, seen
by the one omniscient knower, consisting of individual pieces, the validity of
which has been "scientifically" tested and which are assembled into a
coherent, i.e. non-contradictory whole. Instead of that we will tend to focus
more on the problem of noesis as a process; on the dynamic aspects of the
life of mind we are part of, in spite of our finite bodily existence. We will
start discovering the temporal dimensions of the fundamentally human situation
which was discovered first by Socrates and two generations later philosophically
analyzed by Aristotle , who defined humans as those who do not possess the
divine knowledge of the One Knower, but are always striving to escape their
ignorance they are aware of, because "by nature (they) desire to
know." (footnote)
"Our minds (or
knowledge as it is stated previously in the text, remark by NT) thus grow in
spots; and like grease spots, the spots spread. But we let What would
be better for us to believe? This sounds very much like a definition of truth.
It comes very near to saying what we ought to believe: and in that definition
none of you would find any oddity. Ought we ever not to believe what is better
for us to believe? And can we then keep the notion of what is better for us,
and what is true for us, permanently apart? (footnote) Despite the
fact that Voegelin's distance from his Central European origins in the name of
"common sense" remained unchanged for the rest of his life, the
principal thesis of my article is, that it is the success or failure of
Voegelins return to Central Europe from his American exile, that might be one of
the key questions in the debate concerning his philosophical "immortalization".
In other words: it is nowhere else but there where one can find the proverbial
Rhodos of Voegelin's philosophizing; it is there that his grandiose, truly
"revolutionary" project of the "new science of politics" ,
his never-ending search for order in human society, should come back to earth
and be tested against reality. I would like to conclude this text by two remarks
illustrating my point and intending eventually to draw several implications for
the future of Voegelinian studies. My second and final remark
concerns the situation after the collapse of communism in 1989. If Voegelin's
work could offer an i mportant inspiration to Central Europeans during the
difficult years of communism, the symbolical return from his American Anabasis
home to Central Europe, represents a task of great importance for the
post-communist Central European political thought. The reason is, that its is ,
in my opinion, exactly the "common sense" that European politics needs
at the beginning of a new era, that must be mobilized if all new challenges and
questions which emerged in the sphere of European security, European
integration, etc. are to be understood, addressed and resolved. What is at stake
at this historical moment - at the moment when Europe definitely retreats from
her hegemonic position in the history of mankind and the global human community
becomes a political reality - is our ability to reconcile in our political
thought both the American and European traditions. There is no doubt that it is
Eric Voegelin who can serve here as a unique and maybe the key source of
inspiration.
I am delighted to be on a panel to discuss the excellent
work of Professor Cooper and the topic of the foundations (plural) of modem
political science. What can Voegelin contribute?
For Plato and
Aristotle, the founders of political science as well as of political philosophy,
the central orientating-issue was always the nature of
authority.
This
is clear in the case of Plato, but, I would also argue, it is the case with
Aristotle as well. For example, his famous typology of six kinds of regimes,
three just and three unjust, are divided in effect by his philosophic work on
the nature of authority. Also, the Nichomachean Ethics is clearly
designed to be the introduction to what we now call The Politics. Indeed,
the political books of The Politics - books 4, 5, and 6 - are themselves
guided by the orientating theme of the nature of authority.
Government
II. Modernity
Hundreds of books have been written on the mix of factors
that lead to and constitute the close of the middle ages and the eruption of the
Renaissance and Modernity. Most political philosophers would recognize
Machiavelli, Hobbes, and Bodin - a few would also note Luther - as thinkers who
both articulated the changes in political reality and instigated further changes
in political reality and in the study of politics. Within the historical context
of the rising nations of Italy, Germany, France, and England these formative
thinkers perceived the reality of power, and they explained and justified
temporal authority or the state with arguments which distinguished them from the
medieval and classical ages. In the main, they saw politics as the realm of
force, selfishness, and domination, but they also held that the state or
temporal authority could provide peace and order. It was necessary for them to
explain and understand power, for it appeared to have a pattern and development
that could not be understood by simply discussing religious and philosophic
sources of authority. Each of these political thinkers saw this task as a new
one; each wrote in the language of their people rather than in just Latin; each
made the claim that he was an originator. The shift to modernity had occurred.
It would be bold and stupid to try and characterize modernity
in a short paper. But, I'll do it anyway with respect to the study of politics
and particularly to the dominant school in the West, liberalism. There are four
great themes that characterize and continue to permeate Western liberal thought.
First, there is a new understanding of science, emanating from the Renaissance
and characterized by the reductive model for explanations, by new scientific
methods, and by a claim of real knowledge and certainty. Second, there develops
an extraordinary confidence in humanity's capacity to know and even to master
nature, society, and the self. Third, the problems of politics are not simply to
be mitigated, but they are to be permanently solved. Fourth, the autonomous
individual, rather than society, is assumed to be the starting point for
constructing a political system that would provide the grounds for legitimating
and justifying a political system.
''profitable Knowledge."4
5 John
W. Yolton and Jean S. Yolton, eds., John Locke: Some Thoughts Concerning
Education (Oxford:
Clarendon Press, 1989), paragraph 200.
Third, Hobbes and Locke both address political reality as a
set of problems to be solved. With their philosophic stance, it is first
necessary to be clear about the fundamental nature of political reality. What
are the key constituting ingredients of political life? Hobbes finds the great
drive for self-preservation and the passions plus a calculating self-interest as
chief factors. Locke finds natural equality and liberty plus the great rights.
In both cases, the method is to go behind culture and civilization and to
discover the original, natural, and basic parts that will form the whole. These
thinkers provide solutions to politics. The urbane pessimism of the ancients
does not survive because Hobbes and Locke confidently assert that there is a
solution, supported by science and knowledge. For them the problem of achieving
order with legitimacy and other traditional problems are solvable.
6 Bk. I., iii, 23.
7 Bk.
I., iii, 25.
8 IIT.
172.
9 Laslett,
Two Treatises of
Government, "Introduction,"
p. 97.
10 Charles
Taylor has written an influential article explaining and criticizing this
perspective: "Atomism," in Philosophy and the Human Sciences, Vol.
II (Cambridge: Cambridge University Press, 1985), pp. 187-2 10. The preceding
two pages were adapted from John Hallowell and Jene M. Porter, Political
Philosophy" The Search for Humanity and Order (Scarborough:
Prentice-Hall, 1997), 407- 10.
However, I think that there are clear signs of yet
another major shift in the way that we see political reality both
philosophically and politically. To take political philosophy first, each of the
four features of modernity are clearly under attack: faith that the reductive
model of science could provide certainty, faith in reason to free us from the
bonds of custom, the view of reality as a set of potentially solveable problems,
the epistemic autonomy that served to support political autonomy. Over time, the
erosion of the philosophical authority of these four features will also alter
what we consider to be significant features of politics. As a result more
attention will be spent on the "accrediting" role of legitimacy and on
authority. (It is here that I believe Voegelin's contribution can be the most
valuable). Take the first feature of modernity - the reductive model of science.
Its philosophical authority has been badly eroded. The consequence is this: By
altering what counts as an explanation, we now recognize as pertinent features
of
Voegelin's major contribution to the foundations of modem
political science is through adding his voice to those who are also working at
the task of reconstituting our understanding of political reality. Simply put,
the task is to reverse once more the graph. Rather than institutions and
processes conditioning - and thus serving as the basis for explaining - human
thought and behavior, the source of authority would under gird and ultimately
provide explanation both of human thoughts and actions and of the operation of
institutions and processes.
11 Barry
Cooper, Eric Voegelin and the Foundations of Modern Political Science (Columbia:
University of Missouri Press, 1999), 407.
12 Ibid, 434.
13 Michael Walsh in his perceptive introduction to Voegelin's The History
of Political Ideas: The Later Middle Ages (Columbia: Columbia University
Press, 1999), has also noted the similarity with Taylor. One of the many
strengths of Professor Cooper's fine study is that he does indicate when
Voegelin's interpretations fit with works of other scholars.
1 The object of study is to be taken "absolutely," that is, not in its
meaning for us or any
other subject, but as it is on its own ( "objectively ").
3. The object can in principle be captured in explicit description.
4. The object can in principle be described without reference to its
surroundings. 14
14 Charles
Taylor, Sources of the Self.- The Making of the Modern Identity (Cambridge:
Cambridge University Press, 1989), 33-4.
These
principles form the foundation for the oft-lamented reductionist model of human
experience, thought, and action. In one of his first writings Taylor describes
the consequence of this model:
15 Charles
Taylor, Human Agency and Language: Philosophical Papers, Vol. I (Cambridge:
Cambridge
University Press, 1985), 47.
16 Taylor cites both Wittgenstein and Polyani in developing his position: Sources.
460, 514, 592 fn. 27.
17 Taylor,
Sources, 34.
A language only exists and is maintained within a language
community....
19 Taylor,
Sources, 460.
20 Taylor,
Sources, 37. Taylor's views clearly remove him from the ordinary language camp
of analytical philosophy which he himself has called "arid." As quoted
in Michael Ignatieff, "Of Human Interest," Saturday Night (December,
1985), 65.
This echoes Voegelin's much quoted statement: "Man
exists in this metaxy, in the tension 'between god and man.' Any construction of
man as a world-immanent entity will destroy the meaning of existence, because it
deprives man of his specific humanity."23
22 Taylor,
Human Agency and Language, 37.
23 Eric
Voegelin, Anamnesis, trans. and ed. Gerhart Niemeyer (Notre Dame: University of
Notre Dame Press, 1978), 104.
26 Michael
P. Morrissey, Consciousness and Transcendence: the Theological of Eric
Voegelin (Notre Dame: University of Notre Dame Press, 1994), 122.
The philosophies of language and of history depend upon, and
are broadened by, the larger view of what Voegelin calls consciousness. This is
the third area of similarity I want to discuss and the one, as I mentioned,
which has the greatest potential for philosophic kinship. Consciousness is a
category that Taylor refuses to use because of is awkward philosophical heritage
of subject object and, one suspects, because of its inevitable reliance on a
geological-like layering of concepts.
consciousness,
thing-reality, and It-reality, Taylor is constructing a position similar to
Voegelin. Taylor uses the poet Rilke for illustration:
27 Taylor,
Sources, 511.
28 Taylor,
Sources, 512.
To
read ... Rilke is to get an articulation of our farther, stronger intuitions, of
the way the world is not simply an ensemble of objects for our use, but makes a
further claim on us. Rilke expresses this claim in images of 'praising' and
'making inward,' which seem to lay a demand of attention, or careful scrutiny,
of respect for what is there. And this demand, though connected with what we are
as language beings, is not simply one of self-fulfillment. It emanates from the
world. It is hard to be clear in this domain, just because we are deep into a
language of personal resonance. But something extremely important to us is
being articulated here through whatever groping and fragmentary one-sidedness.
To declare this whole kind
of thinking without object is
to incur a huge self-inflicted wound.29
The authors of Genesis I, we prefer to assume, were human
beings of the same kinds as we are; they had to face the same kind of reality,
with the same kind of consciousness, as we do; and when, in their pursuit of
truth, they put down their words on whatever material, they had to raise, and to
cope with, the same questions we confront when we put down our words. In the
situation created by the question: what is that kind of reality where the spoken
word evokes the structures of which it speaks? They had to find the language
symbols that would adequately express the experience and
structure of what I have
called It-reality.30
30 Eric
Voegelin, Order and History: In Search of Order, vol. V
(Baton Rouge: Louisiana State University Press, 1987), 19.
The internal operation of democracy and its various
institutions and processes have all been altered in this century, and new
institutions and processes have appeared. The very idea of a nation-state and
its sovereignty, once the bedrock of modem political science, is problematic.
The growth of international organizations and alliances, public and private,
have also altered international relations. In this new shift in empirical
political reality, which equals in impact the shift from the middle ages and its
institutions and practices to the nation-state system, the standard concepts in
political science will all need to be re-examined: citizenship, statesmanship,
common good, community, legitimacy, justice, and so on. When Plato and Aristotle
discussed these concepts, they knew that the life of the polis was in crisis and
that a return to that form of political life was not possible. Yet, although
both clearly knew about empires, there was no attempt to redefine these
political concepts. The political science of Aristotle - the cataloguing of
constitutions, oligarchies, democracies, etc. - is of little value in
understanding an empire. Still, the political philosophy of Plato and Aristotle
continued to direct our attention to the permanent questions: How should one
live? What is the source of right? How can power be made legitimate? Their
having addressed such questions constitutes the major contribution of Plato and
Aristotle to our political existence. I suspect that Voegelin's contribution is
a similar one.
V. Evaluation and Criticism
There is a sense in which it is premature to present an
evaluation of Voegelin's contribution to the foundations of modem political
science. This first volume of Cooper's two volume study primarily focuses on the
early writings and the eight volume History of Political Ideas. Cooper
rightly refers to the History as Voegelin's "war effort." With
the rise of ideological mass movements, the use of terror, the war, and the
collapse of European culture and political systems, it is probably predictable
to find an unrelenting criticism of modernity, and sometimes plain anger erupts
in his treatment of a thinker. One should also add that Voegelin wrote at a time
in which scholarship in the history of political thought ranged from George
Sabine to Arnold Brecht. (This reminds me of Dorothy Parker's quit upon
witnessing Katherine Hepburn's first theatrical performance. Says Dorothy:
"Hepburn's emotional range was from A to B.") All in all, this was not
a time that lent itself to a benign or serene philosophic response.
A. Understanding of Modernity
Voegelin's treatment of the civilizational schism ending the
medieval synthesis and leading to the transition to modernity can be found in
volumes III, IV, V of The History of Political Ideas. He provides a
complicated narrative weaving together political events, spiritual movements,
theology, and philosophy. It would be difficult to imagine a treatment that
better captures the meaning and significance of the transition to modernity. It
is cultural history in the deepest and fullest sense. Yet, it seems to me that
his story of modernity is not adequate with respect to the new understandings of
reason and of political institutions that developed during the transition to
modernity.
33 Michael
Polanyi, Personal Knowledge: Towards a Post-Crditical Philosophy (Chicago:
University of Chicago Press, 1958), 142-153.
Great thinkers, as Voegelin said, are one of the pillars of a
proper political science. The great liberal thinkers of English political
thought--Hobbes, Locke, Mill--are less than impressive in Voegelin's eyes.
Mill's significance barely ranks above a footnote. Hobbes comes out the best. He
at least had seen the need to suppress the Puritans and the Presbyterians, and
he was brutally frank about human competitiveness, self-interest, and cupidity.
Hobbes's problem, as Voegelin once said, is that he thought that he had said it
all, which, I might add, is precisely what Hobbes did not claim. Voegelin also
had little respect for "the smirk of Locke's political philosophy, which
knows only rights of property and no social obligations. 34
Second, political activity within such a society is
strikingly nonintellectual. Michael Oakeshott and Bernard Crick have explained
at length the nature of political activity. (It may be that Crick's association
of Aristotle with political activity needs some qualifications. The tradition of
political activity certainly did not exist in Aristotle's turbulent world.) The
activity of politics is an art and is nurtured by a tradition within a stable
society. The continental philosophers concern about creating a society and the
insistence on the relationship between ideas and institutions seem curiously
intellectual, arid, and beside the point. In an analogy that delights generation
of university students, Crick explains that the activity of politics is like
making love--it requires long practice. The comfortable parochialism, which so
irritated Voegelin, may well represent long practice. In such a context, it is
possible that the so-called "nominalistic taxonomies" may well reflect
actual political activity. My worry is that a shift has taken place within the
political system and that, as a consequence, political activity has seeped into
other areas, and, just as Voegelin often urged, we need to examine the actual
facts. Still the problem is that Voegelin did not quite perceive the
nonintellectual but philosophically sound tradition of politics in the English
speaking world.
B. Philosophy of
Consciousness
Serious questions about Voegelin's philosophy of
consciousness will need to be addressed in a full length study. These questions
should be analytic and philosophic rather than primarily theological. The area
most in need of study and where there is the greatest need for amendments is
epistemology. John Ranieri has recently asked the question: "While
rejecting the positivist claim that knowing is only valid when modeled on the
method of the natural sciences, did he not tacitly accept the positivist account
of what it is that constitutes knowing in the natural sciences?" 35This is correct. In
fact, the question points to a deeper problem which needs to be studied.
Voegelin continuously resorts to a mode of analysis and a use of language which
is at dissonance with his ontology, particularly his claims about the metaxy. As
one brief example, the category of consciousness as luminous is problematic in
many ways. Consciousness as luminous purportedly is free of the hypostatization
of experience by being luminous: i.e., direct and immediate, unmediated,
privileged, and therefore undistorted. This is a remarkable set of descriptors,
identical with the claims originally made for sense data from Hobbes and Locke,
to Logical Positivism and its mutations. Instead of the mechanical-like body as
the authenticating receptor for knowing, we now have luminous consciousness. His
use of the word symbol reflects the same kind of problems. In contrast to mere
concepts, symbols do reflect the originating experience and as such have the
authenticating power to persuade and illuminate. But there are no such
privileged words by which consciousness and reality are linked; there are only
usages within a context. To cite Voegelin's remarks on the reflection and the
metaxy as immunizations from such criticism is not sufficient. Voegelin's
epistemology is not adequate to his task of addressing political reality in a
new way. 36
36 Porter,
"A Philosophy of History as a Philosophy of Consciousness." Denver
Quarterly 10 (1975): 96-104; "From the Other Shore: Eric Voegelin's
Philosophy of History and Consciousness," Marxist Perspective (Summer
1980): 152-169; John Ranieri, Eric Voegelin and the Good Society, 8,
27-33, 127-36. Ranieri makes some useful suggestions for amending Voegelin's
position.
Let me conclude with a brief recitation of the contribution
Voegelin provides to the theory of consciousness and to the mind-body
literature. The significance and meaning of consciousness for human social and
historical existence have been Voegelin's unmatched endowment for the end of
modernity. It is immensely fruitful to conceive of humanity as participating in
the process of reality, as understanding within the metaxy, and as pursuing the
Question. At the level of pertinence and significance, Voegelin would have a
great deal in common with those thinkers who stress human powers to seek and to
understand. For example, he would surely agree with Martha Nussbaum's
characterization for the questing consciousness: "We are all of us, insofar
as we interact morally and politically, fanciful projectors, makers of and
believers in fiction and metaphors."38 In a similar vein, Wittgenstein's
famous phrase, "to imagine a language is to imagine a form of life,"
is often laboriously and lugubriously explained as an injunction to relate
language with a context in order to achieve meaning. The explication, rather,
should be aimed at the verb 'to imagine.' Such again is the power of questing
consciousness. In the worlds of Prospero:
Such is the context for human existence; searching for
meaning and significance is what humans do with consciousness, and the quest
opens all reality to our reverent participation
and exploration.40
We can all look forward to Professor Cooper's second volume.
37 John
Ranieri has suggested that there is a striking Kantian legacy in Voegelin. To
the degree that this should be true, Voegelin's break in volume four would have
to be recast as a mere shift. This would be a matter of deep regret, in my
opinion, since I prefer to think of Voegelin as a true postmodern in the sense
of the second Whitehead or Wittgenstein.
38 Martha
Nussbaum, Poetic Justice (Boston: Beacon Press, 1995), 140.
39 The
Tempest, Act IV.
40 An
attempt at a fuller treatment of the philosophy of consciousness can be found in
my paper, "Searle,
Voegelin, and Consciousness," given at the APSA Convention, 1997.
II. Escaping from Central Europe
Let us depart from the known facts of his biography (footnote). Erich
Hermann Wilhelm Voegelin was born on January 3, 1901 in Cologne in Germany. In
1910 his parents moved to Vienna. This is where Voegelin received his education
- first at the Gymnasium and then at the University of Vienna where he studied
political science at the Faculty of Law with Hans Kelsen. International events
led to a radical change of the Viennese scene during the course of Voegelin's
studies. At the time of the monarchy Vienna had a relatively liberal,
cosmopolitan atmosphere of a world metropolis. The defeat in the war, however,
resulted in the disintegration of the empire and in the emergence from its ruins
in 1918 of a republic, albeit one lacking the free republican spirit. The
liberalism typical for the Viennese imperial era was replaced by petit bourgeois
narrow-mindedness and grievances over historical injustice. Instead of
cosmopolitan tolerance typical of the "world of yesterday" of the
former rulers of Central Europe (described
That - and the student of Voegelin cannot fail to miss this point - is the
reason why Voegelin approaches his philosophical task with such seriousness and
existential urgency; why he assumes the role of someone who does not study the
philosophical systems and thought of the past but engages in a dialogue with
Plato, Aristotle and others as equals; why he often speaks in a voice
reminiscent rather of Biblical prophets or Church reformers. It is namely this
personal commitment, this absolute honesty of thinking, honesty drawing on the
conviction that the matter at stake is not mere academic routine, but a struggle
of life and death, the fight for one's own soul, that makes Voegelin a unique
phenomenon on the spiritual map of today's world, that forms the source of his
potential philosophical greatness, and that is also the reason why Voegelin has
become - as mentioned earlier rather unwillingly - the founder of a school of
philosophy.
III. In Defense of Civilization
Voegelin left Vienna with a clear intention: to get rid of his Central
European past and to build a new home in America. This decision, however, was
not only an act forced by the adverse political development on the "old
continent", but had, as I said, distinct philosophical underpinnings.
Emigration to the United States not only closed the first stage of Voegelin's
career. The conscious adoption of the American political perspective produced a
shift in Voegelin's academic orientation. After spending some time on the East
Coast and in Midwest,
What these "intellectual forms" and "categories of thought"
are, was specified a few lines earlier: by "common sense" James
understood "our fundamental ways of thinking", discovered
already by "exceedingly remote ancestors, which have been able to
preserve themselves throughout the experience of all subsequent times". used
till now and forming "one great stage of equilibrium in the human mind's
development". (footnote)
The hypothesis of the universe's "oneness", the hypothesis of one
world consisting of things seen by an omniscient knower "as forming one
single systematic fact", the hypothesis of the actual world being present
to the senses of a human spectator always within the finite horizon of his
mortality, but "complete eternally", has obviously not only
ontological implications. Its discovery and conscious acceptance signal a
genuine revolution in the historical process of human self- understanding. From
this moment on, any theory of knowledge, any plausible answer to all concrete
questions emerging from the fact that man is endowed with the capacity of
reasoning - that he is able to distinguish in his own noetic activities between
pure reason (dealing with matters of truth and untruth), ethical, i.e. practical
reason (working primarily with the distinction between good and bad) and
aesthetic reason (attributing the quality of beautiful and ugly to the things in
the human world) - has no other choice but simply to take the
"monistic" hypothesis into consideration. The "knowing" man
must get rid of everything that does not comply with it. He has to leave, as if
forced by its coercive power, his pre-critical past behind and to enter into a
new universalistic era dominated and wholly permeated by his modem
"science". In short: the necessary consequence of the "Copernican
turn" made in European history by Immanuel Kant is the birth of the modem
European spirit with its progressivist understanding of human history, the most
important implication of which is the ontological degradation or even conscious
denial of all human knowledge which previously was helping man to orientate
himself in the world; the knowledge, which had accumulated in the course of
centuries and was known as his "common sense .
"This is the hypothesis of noetic pluralism, which monists consider
so absurd. Since we are bound to treat it as respectfully as noetic monism,
until the facts shall have tipped the beam, we find that our pragmatism, though
originally nothing but method, has forced us to be friendly to the pluralistic
view. It may be, that some parts of the world are connected so loosely
with some other parts as to be strung along by nothing but the copula and. They
might even come and go without those other parts suffering any internal change.
This pluralistic view, of a world of additive constitution, is one that
pragmatism is unable to rule out from serious consideration. But this view leads
one to the farther hypothesis that the actual world, instead of being complete
"eternally", as the monists assure us, may be eternally incomplete,
and at all times subject to addition or liable to loss." (footnote)
This figurative description of the process within which the human knowledge is
acquired, grows and is altered in the course of time, clearly implies an utterly
different, much more positive attitude of "pragmatist" toward the
"common sense", than was the position of monism. At the same time,
pragmatism has an incomparably higher appreciation for the singular facts given
in the immediate experience of individual human beings, living in the presence
of the known past, but open towards the unknown future. In short: pragmatism as
a noetic stance is much more embedded in the concreteness of human life than in
the abstract generalities apprehended by those who subscribe to a
"monistic" school of thought. It simply respects the fundamental fact
of our noesis, that the bulk of our knowledge is inherited from our forbears,
from our family or tribe, from the society, culture and civilization we were
born into. At the same time, however, pragmatism is ready to test the truths we
received from the past and we believe in, against the changing realities of our
life, against all these challenges we are exposed to as free human beings, who
had no choice but to act on their own, to use their own capacity of judgment and
to make, at the right time, the right decisions.
In this regard, the distinction made by James between the use of "common
sense" in practical talk - as man's "gumption" and good judgment
- and in philosophy which understands by "common sense" the "use
of certain intellectual forms and categories" inherited from the past - is
not that great as it might look from his own distinctions and definitions.
Pragmatists are indeed sincerely interested and want to explore what are "our
_fundamental ways of thinking - "which have been able to preserve
themselves throughout the experience of
all subsequent times as customs or habits of thought, as our beliefs -
because they are well aware that without these discoveries, sometimes of our "exceedingly
remote ancestors our capacity of good judgment and good action would be
seriously damaged or even utterly paralyzed. Truth as the supreme noetic
category and "'good" as the basic orientation point of our practical
life, come in the pragmatic perspective together again, bridging the gap between
them and other "transcendentalia" (esse, verum, bonum, pulchrum), which
opened in the Western civilization with the advent of the Modem Age.
"...Truth is one species of good, and not, as it is usually
supposed, a category distinct from good, and coordinated with it. The true is
the name of whatever proves itself to be good, in the way of belief, and good,
too, for definite, assignable reasons..
To sum up in the context of analysis: It is this shift from the
"monistic" perspective, which has long dominated the modem European
thought, to the point of view adopted by American pragmatism, that can heal,
according to Voegelin, our contemporary spiritual disease. It is so because the
move from monism towards pragmatism opens the door again to the classical
political thought which can help to restore the impaired balance of the European
political mind. From the pragmatic perspective, one can rediscover under the
conditions of modernity the classical Socratic question asking about the human
good and making humans to "put their life under test" (DIDONAI
ELENCHON TOU BIOU) (footnote), in the words of Plato's Apology of Socrates, and
to engage themselves in the "care for the soul" (TES PSYCHES EPIMELEIA)
(footnote); one can recapture for contemporary use the meaning of the classical
concept of politics as a form of life of free human beings, the meaning of the
classical concept of law, the only ruler capable of making all citizens equal,
the meaning and scope of natural rights which are
inalienable because
they are not the product of human activity but have been established by God.
All this explains why "pragmatism" is a genuine American philosophy
and why it is a pragmatic attitude that characterizes more than anything else
the frame of American political mind . But more than that: It is my conviction
that it was just the rediscovery and new "pragmatic" reading of
Aristotle and of the other classical political philosophers by American
"founding fathers", that served as one of the major spiritual
inspirations for the American Revolution. (footnote) I cannot elaborate this
thesis here and show in detail how much pragmatism reflects the daily American
political realities, how much it corresponds to the very "soul" of
American politics. I must limit myself here to the contention that it was
nothing else but just this American "sour' - often uneducated and
"primitive" from the point of view of sophisticated Europeans, or
hidden underneath the colorful costume of American superficiality - that
attracted Voegelin when he settled in the American South and was determined to
launch a major philosophical counter-offensive against the spiritual bankruptcy
suffered by the European civilization in the twentieth century, threatening to
annihilate its fundamental values and political traditions.
Whereas the fundamental orientation of Voegelin's philosophy remained the same
as in his Viennese period, the political circumstances of his work - Voegelin
became an American citizen already in 1944 - dramatically changed. (The United
States, according to Voegelin, was the only country which could save politically
the threatened western civilization and whose reality at the same time offered a
solution for that civilization's spiritual rebirth.) Whereas residence in
crisis-stricken Central Europe called for an existence of a more Socratic type,
life in America made him to adopt a Platonic perspective, trying to explore the
phenomenon of the crises of European civilization in the full scope and with all
ontological implications and to penetrate to the very heart of contemporary
problems. In order to understand the blind alley where mankind was finding
itself in the middle of the Twentieth century, and to help to cure that illness
destroying the European spirit, Voegelin was ready to study the vast amount of
material belonging to the discarded spiritual heritage - both European and
non-European - using not only all the instruments he brought with him to America
from his Central European past, but also
Relentlessly and earnestly, Voegelin tried to battle his way through the whole
history of mankind, and finish his work on the new science of politics, on the
new philosophy of history the central theme of which is the never-ending
struggle within human society between the forces of order and disorder. What we
see, however, when we examine the results of his efforts, is not the hero
returning victorious from his battles, but an excellent, really profound
philosopher whose results are endowed with power to generate insights. But alas,
when they are built into an opus, they seem to be disintegrating in the author's
hands. Voegelin returns humbly, again and again, to his point of departure and
tries to embrace the accumulated material mastered with such unparalleled
"bravura" into his grandiose thought- construction. Instead of the
originally planned history of political ideas, he produces a study of the
relation between history and order. But even this project he does not finish.
The never-ending search for order (see the title of the short posthumously
published fifth volume of Order and History) is increasingly invaded by the
classical philosophical theme of preparation for death and meditation aimed
beyond the sphere of ephemeral human affairs.
Nemo beatum did potest esse ante mortem. This Latin proverb - in fact
originally formulated in Greek (footnote) - necessarily comes to mind when we
are to explore the legacy left behind by Eric Voegelin. He died in 1984, i.e.
sixteen years ago. Thanks to the enormous efforts of his disciples, we have now
before us already a greater part of his philosophical work. And we can start
balancing. With respect to what lies on our desk, would it be possible to claim
that Voegelin succeeded in achieving his goal? Or, on the contrary, do we have
to say that Voegelin was a great philosopher, had great plans, great ideas, but
in the end, as all mortal beings aspiring to immortality, has failed?
IV. Return Home at
the Beginning of a New Era?
The Second World War ended with the defeat of one of the arch-enemies of
Western Civilization, and the United States, indeed, played the central role in
it. However, the other enemy, Stalin's Soviet Union, came victorious after the
unconditional surrender of Nazi Germany. After a short period of illusions that
the post-war international order could be built on democratic principles, the
world was heading into the period of Cold War between the East and the West. in
short: totalitarianism did not die in 1945. On the contrary, in its communist
variety it was more alive than ever, claiming , even more aggressively, its
"historical rights". The "defense of civilization" was still
an urgent, and probably the most important task of contemporary philosophers.
After sixteen years in Baton Rouge , Voegelin accepted an invitation from
Germany and, as an American citizen, moved back to Europe. Originally he
considered that this would be the "permanent move", but it turned out
that after spending ten years at the University of Munich , between 1958 and
1968, he returned, in early 1969, to the United States. During Voegelin's Munich
period not only another generation of his students was formed, but he also took
an active role in the German debate the major theme of which was still the
problem of "denazification". However, no matter how strong and
straightforward Voegelin's contributions to this debate were, (footnote) he kept
careful distance from the contemporary trends in European political thought. He
still considered America, with her political traditions and particularly her
"common sense", to be the real home for his own intellectual projects
and adventures. In spite of being back in Europe for most of the sixties,
Voegelin never became a European philosopher again. In the last period of his
life, he observed the European political processes from Stanford in California,
where he was appointed as Henri Salvatori Distinguished Scholar in Hoover
Institution on War, Revolution and Peace and where he lived after his
retirement. It is evident from his writings in this period that contemporary
European politics was not at the center of Voegelin's attention; that his search
for order in the human world was culminating rather in the milieu of ideas than
in the midst of brute and often frustrating political realities.
First thing to look at in this context is the reception of Voegelin's thought in
Central Europe still in the "old" era of communism, namely the way,
how he could be, and actually was, read within the "paralel polis" of
Central European dissidents. They themselves did their own spontaneous search
for "the order of history" as it "emerges from the history of
order", pressed by the conditions of their "Babylonian
captivity". They certainly were not all philosophers and lacked Voegelin's
vast education and his talent to grasp the subject of his study in its full
breadth and depth. But what they understood, as if naturally in their
existential situation, was the Socratic point of departure of philosophical
"action", necessary to defend and to restore in their part of the
world the crisis-stricken European civilization. The political thought of these
times, the questions and debates stirred by them, certainly represent an
important Central European legacy intrinsically connected with the core ideas of
the Voegelinian project. If Voegelin decided to leave Central Europe, frustrated
by the absence of Central European "common sense", at least small
islands of this thought have always existed there, despite local legal and
political traditions, despite the crisis of European civilization in the
twentieth century, despite the totalitarian attack on the very "soul"
of Central Europe after the Second World War. The dissidents were simply those
who decided to stand up in defenSe of "common sense" and their
struggle for human rights was simply confirming the basic conviction of Voegelin
- that human nature, even under the pressure of totalitarianism, is
unchangeable. In this context, it is important to mention that Voegelin had an
important counterpart in Central Europe who shared
with him the fundamental
conviction as far as the role of philosophy in the life of human society is
concerned: The Czech philosopher Jan Patocka, who became, together with Vaclav
Havel, one of the first spokepersons of Charter 77.
ATHANATOI THNETOI THNETOI ATHANATOI, ZONTES TON EKEINON THANATON, TON DE EKEINON
BION TETHNEONTES. ("Mortals are immortals and immortals are mortals, the
one living the others' death and dying the others' fife.") (footnote) This
cryptic fragment of Heraclitus , one of the prae-socratic "classical"
thinkers admired and often referred to by Voegelin, expresses befittingly the
enigma of relations between the philosopher and the world he had to live in and
to understand during the time allotted to him on the earth. Let us be satisfied
with this formula, when we try to make a connection in this text between
Voegelin's possible "return to Central Europe" and his also possible
philosophical immortality.
